{"schema_version":"secwatch.filing_event.v1","accession":"0001683168-26-008388","form_type":"8-K","ticker":"AUUD","cik":"0001554818","company_name":"AUDDIA INC.","filed_at":"2026-11-06T22:16:50+00:00","discovered_at":"2026-11-06T22:18:00.315128+00:00","generated_at":"2026-11-06T22:18:08.438583+00:00","sec_items":["1.01","3.02","9.01"],"event_type":"other_material","sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"confidence":"high","headline":"Auddia signs warrant exchange for up to 9.43M shares; initial 1.16M issued","bullets":["Nov. 6, 2026 Warrant Exchange Agreements: each Existing Warrant exchanged for two AUUD common shares, initially 580,023 warrants for 1,160,045 shares.","Additional 4,135,539 warrants will convert into 8,271,077 shares only after stockholder approval; total potential 9,431,122 shares.","Exchange Cap is 19.99% of shares outstanding pre-signing; company must seek approval at a meeting within 75 days of closing, then every 60 days if needed.","Holders waive Section 3(d) Fundamental Transaction rights tied to contemplated merger with Thramann Holdings and reorganization under McCarthy Finney, Inc.","Exchange Shares issued under Section 3(a)(9); Rule 144 holding period tacks to original warrant issuance, and non-affiliate shares are freely tradable."],"urls":{"canonical":"https://secwatch.observer/filing/0001683168-26-008388","json":"https://secwatch.observer/filing/0001683168-26-008388.json","markdown":"https://secwatch.observer/filing/0001683168-26-008388.md","text":"https://secwatch.observer/filing/0001683168-26-008388.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1554818/000168316826008388/0001683168-26-008388-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1554818/000168316826008388/auddia_8k.htm"},"model":{"generated_by":"deepseek-v4.1-flash:cloud@v2","generated_at":"2026-11-06T22:18:08.438583+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}