---
schema_version: "secwatch.filing_event.v1"
accession: "0001683168-26-008388"
form_type: "8-K"
ticker: "AUUD"
cik: "0001554818"
company_name: "AUDDIA INC."
filed_at: "2026-11-06T22:16:50+00:00"
generated_at: "2026-11-06T22:18:08.438583+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Auddia signs warrant exchange for up to 9.43M shares; initial 1.16M issued

## Summary
- Nov. 6, 2026 Warrant Exchange Agreements: each Existing Warrant exchanged for two AUUD common shares, initially 580,023 warrants for 1,160,045 shares.
- Additional 4,135,539 warrants will convert into 8,271,077 shares only after stockholder approval; total potential 9,431,122 shares.
- Exchange Cap is 19.99% of shares outstanding pre-signing; company must seek approval at a meeting within 75 days of closing, then every 60 days if needed.
- Holders waive Section 3(d) Fundamental Transaction rights tied to contemplated merger with Thramann Holdings and reorganization under McCarthy Finney, Inc.
- Exchange Shares issued under Section 3(a)(9); Rule 144 holding period tacks to original warrant issuance, and non-affiliate shares are freely tradable.

## SEC filing metadata
- accession: 0001683168-26-008388
- form_type: 8-K
- ticker: AUUD
- cik: 0001554818
- company_name: AUDDIA INC.
- filed_at: 2026-11-06T22:16:50+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 1.01, 3.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1554818/000168316826008388/0001683168-26-008388-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1554818/000168316826008388/auddia_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001683168-26-008388
- JSON: https://secwatch.observer/filing/0001683168-26-008388.json
- Plain text: https://secwatch.observer/filing/0001683168-26-008388.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.