---
schema_version: "secwatch.filing_event.v1"
accession: "0001698530-23-000062"
form_type: "8-K"
ticker: "XCUR"
cik: "0001698530"
company_name: "EXICURE, INC."
filed_at: "2023-05-19T23:59:59+00:00"
generated_at: "2026-06-14T19:53:59.976140+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.8
calibrated_materiality_score: 0.8
confidence: "high"
source: SEC EDGAR
---

# Exicure receives Nasdaq delinquency notice for late Q1 10-Q filing

## Summary
- Received Nasdaq notice on May 17, 2023 for failing to file Q1 2023 Form 10-Q on time.
- Non-compliance with Nasdaq Listing Rule 5250(c)(1) requiring timely SEC filings.
- Company has 60 days to submit a compliance plan; Nasdaq may grant extension to Nov 13, 2023.
- Management states it is working diligently to complete and file the Form 10-Q as soon as possible.

## SEC filing metadata
- accession: 0001698530-23-000062
- form_type: 8-K
- ticker: XCUR
- cik: 0001698530
- company_name: EXICURE, INC.
- filed_at: 2023-05-19T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.8
- calibrated_materiality_score: 0.8
- confidence: high
- sec_items: 3.01, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1698530/000169853023000062/0001698530-23-000062-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1698530/000169853023000062/xcur-20230519.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001698530-23-000062
- JSON: https://secwatch.observer/filing/0001698530-23-000062.json
- Plain text: https://secwatch.observer/filing/0001698530-23-000062.txt

## Key facts
- Listing & Compliance Notices
  EXICURE, INC. received a nasdaq noncompliance notice notice regarding late filing (rules 5250(c)(1)).
  - Exchange: nasdaq
  - Notice: noncompliance notice
  - Deficiency: late filing
  - Rules: 5250(c)(1)
  source text: May 17, 2023, Exicure, Inc. (the “ Company ”) received a delinquency notification letter (the “ Letter ”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“ Nasdaq ”) notifying the Company that due to the delay in filing the Company’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2023 (the “ Form 10-Q ”), the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1), which requires listed companies to timely file all periodic financial reports with the Securities and Exchange Commission (the “ SEC ”). The Letter states that, the Company has 60 c
  evidence_url: https://www.sec.gov/Archives/edgar/data/1698530/000169853023000062/0001698530-23-000062-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.