secwatch.observer — SEC 8-K summary ====================================== Issuer: EXICURE, INC. (XCUR) CIK: 0001698530 Form: 8-K Filed at: 2024-12-26T23:59:59+00:00 Accession: 0001698530-24-000151 Event type: regulatory Sentiment: neutral Materiality: 0.70 Item codes: 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Exicure regains Nasdaq compliance but faces one-year monitoring period with risk of immediate delisting if violated -------------------------------------------------------------------------------- - On Dec 20, 2024, Nasdaq confirmed Exicure meets all requirements for continued listing as of Dec 17, 2024. - Company had previously been notified of non-compliance with $2.5M stockholders' equity requirement; its deficit was $2.2M as of Mar 31, 2024. - Exicure is now subject to a one-year Mandatory Panel Monitor; any future non-compliance could result in immediate delisting without a cure period. - The company achieved compliance through transactions disclosed in a Dec 17, 2024 Form 8-K. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1698530/000169853024000151/0001698530-24-000151-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1698530/000169853024000151/xcur-20241220.htm HTML page: https://secwatch.observer/filing/0001698530-24-000151 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer