secwatch.observer — SEC 8-K summary
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Issuer:     urban-gro, Inc. (UGRO)
CIK:        0001706524
Form:       8-K
Filed at:   2024-11-27T23:59:59+00:00
Accession:  0001706524-24-000080
Event type: regulatory
Sentiment:  negative
Materiality: 0.70
Item codes: 3.01, 7.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Urban-gro receives Nasdaq notice for late Q3 2024 filing; must file by Jan 31, 2025 or face delisting
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- Received Nasdaq notice on Nov 21, 2024 for failing to file Form 10-Q for quarter ended Sept 30, 2024.
- Company previously disclosed restatement of 2022 and 2023 financials due to deferred tax liability accounting errors.
- Nasdaq set deadline of Jan 31, 2025 to file all delinquent reports; failure may lead to delisting.
- No immediate effect on listing; stock continues trading on Nasdaq Capital Market.
- Filed Form 12b-25 on Nov 15, 2024 and submitted a compliance plan to Nasdaq on Sept 27, 2024.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1706524/000170652424000080/0001706524-24-000080-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1706524/000170652424000080/ugro-20241121.htm
  HTML page:      https://secwatch.observer/filing/0001706524-24-000080

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