secwatch.observer — SEC 8-K summary ====================================== Issuer: EQUUS TOTAL RETURN, INC. (EQS) CIK: 0000878932 Form: 8-K Filed at: 2022-06-13T23:59:59+00:00 Accession: 0001712543-22-000087 Event type: other Sentiment: neutral Materiality: 0.10 Item codes: 5.07, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Equus shareholders re-elect five directors, ratify BDO auditor, approve say-on-pay -------------------------------------------------------------------------------- - Five director nominees elected with ~7.9M votes (87.0% of votes cast) vs 1.1M withheld. - BDO USA, LLP ratified as FY2022 auditor: 10.0M for (90.1%), 1.1M against, 0.02M abstain. - Non-binding advisory vote on 2021 exec comp approved: 7.9M for (87.0%), 1.2M against, 0.01M abstain. - 82.27% of outstanding shares represented at the June 9, 2022 annual meeting. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/878932/000171254322000087/0001712543-22-000087-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/878932/000171254322000087/f8k_equus6132022.htm HTML page: https://secwatch.observer/filing/0001712543-22-000087 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer