secwatch.observer — SEC 8-K summary ====================================== Issuer: EQUUS TOTAL RETURN, INC. (EQS) CIK: 0000878932 Form: 8-K Filed at: 2022-11-14T23:59:59+00:00 Accession: 0001712543-22-000181 Event type: other_material Sentiment: neutral Materiality: 0.70 Item codes: 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Equus Total Return reports Q3 NAV per share of $2.68, down from $2.75; shareholders authorize BDC withdrawal -------------------------------------------------------------------------------- - Net asset value per share decreased to $2.68 as of Sept 30, 2022 from $2.75 as of June 30, 2022. - Shareholders holding 53.01% of outstanding shares authorized Board to withdraw Equus's BDC election as part of potential strategic transformation. - Equus filed an Information Statement on Schedule 14C dated November 3, 2022 regarding the authorization. - Company's portfolio investments did not experience a change in fair value during the quarter. - Net assets as of Sept 30, 2022 were $36.2 million, compared to $37.2 million at June 30, 2022. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/878932/000171254322000181/0001712543-22-000181-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/878932/000171254322000181/f8k_equus11142022.htm HTML page: https://secwatch.observer/filing/0001712543-22-000181 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer