secwatch.observer — SEC 8-K summary ====================================== Issuer: EQUUS TOTAL RETURN, INC. (EQS) CIK: 0000878932 Form: 8-K Filed at: 2024-06-28T23:59:59+00:00 Accession: 0001712543-24-000047 Event type: other Sentiment: neutral Materiality: 0.15 Item codes: 5.07 LLM model: deepseek-v4-flash:cloud@v2 Equus Total Return stockholders elect all five director nominees and ratify BDO as auditor -------------------------------------------------------------------------------- - Five director nominees elected with 8.1M-8.5M votes each; no votes against or abstentions. - BDO USA ratified as FY2024 independent auditor with 9.95M for, 293K against, 193K abstained. - Non-binding advisory approval of 2023 executive compensation passed with 8.37M for, 1.09M against. - Annual meeting held June 20, 2024; 10.44M shares present (76.82% of outstanding). Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/878932/000171254324000047/0001712543-24-000047-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/878932/000171254324000047/f8k_equus06202024.htm HTML page: https://secwatch.observer/filing/0001712543-24-000047 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer