secwatch.observer — SEC 8-K summary
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Issuer:     EQUUS TOTAL RETURN, INC. (EQS)
CIK:        0000878932
Form:       8-K
Filed at:   2024-11-07T23:59:59+00:00
Accession:  0001712543-24-000065
Event type: regulatory
Sentiment:  negative
Materiality: 0.70
Item codes: 3.01
LLM model:  deepseek-v4-flash:cloud@v2

Equus Total Return loses Chairman Robert L. Knauss; NYSE issues delisting warning for board independence
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- Chairman Robert L. Knauss passed away on November 1, 2024.
- NYSE notified Equus it no longer meets majority independent director and audit committee requirements under Sections 303A.01 and 303A.07(a).
- Company has begun recruiting a new independent director to restore compliance.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/878932/000171254324000065/0001712543-24-000065-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/878932/000171254324000065/f8k_equus1112024.htm
  HTML page:      https://secwatch.observer/filing/0001712543-24-000065

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