secwatch.observer — SEC 8-K summary
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Issuer:     EQUUS TOTAL RETURN, INC. (EQS)
CIK:        0000878932
Form:       8-K
Filed at:   2025-02-18T23:59:59+00:00
Accession:  0001712543-25-000010
Event type: debt
Sentiment:  neutral
Materiality: 0.60
Item codes: 1.01, 3.02, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Equus Total Return raises $2M via convertible note; invests $1.5M in GEVI note
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- Issued $2M senior convertible note (10% interest, 1-yr, conversion $1.50/share) plus warrants for 2M shares at $1.50.
- Purchased $1.5M GEVI senior convertible note (10% interest, 1-yr, conversion $0.40/share) plus warrants for 1.875M shares at $0.50.
- Transactions closed on Feb 10, 2025; securities issued in unregistered offerings exempt under Section 4(2).

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/878932/000171254325000010/0001712543-25-000010-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/878932/000171254325000010/f8k_equus02102025.htm
  HTML page:      https://secwatch.observer/filing/0001712543-25-000010

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer