{"schema_version":"secwatch.filing_event.v1","accession":"0001712543-26-000051","form_type":"8-K","ticker":"EQS","cik":"0000878932","company_name":"EQUUS TOTAL RETURN, INC.","filed_at":"2026-10-13T21:00:04+00:00","discovered_at":"2026-10-13T21:02:00.288078+00:00","generated_at":"2026-10-13T21:02:12.772995+00:00","sec_items":["3.01","7.01","9.01"],"event_type":"regulatory","sentiment":"negative","materiality_score":0.6,"calibrated_materiality_score":0.6,"confidence":"high","headline":"Equus Total Return gets NYSE notice on sub-$1.00 share price; weighs reverse split","bullets":["NYSE notified Equus on Oct 6, 2026 of non-compliance with Section 802.01C: 30-trading-day average closing price fell below the $1.00 minimum.","Equus plans to tell the NYSE by Oct 20, 2026 it will cure the deficiency; the cure window runs six months from the notice.","Remedies under consideration include a reverse stock split, which would require stockholder approval at a special meeting.","Common stock (NYSE: EQS) remains listed and trading during the cure period; company says operations and SEC reporting are unaffected."],"urls":{"canonical":"https://secwatch.observer/filing/0001712543-26-000051","json":"https://secwatch.observer/filing/0001712543-26-000051.json","markdown":"https://secwatch.observer/filing/0001712543-26-000051.md","text":"https://secwatch.observer/filing/0001712543-26-000051.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/878932/000171254326000051/0001712543-26-000051-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/878932/000171254326000051/f8k_equus10092026.htm"},"model":{"generated_by":"deepseek-v4.1-flash:cloud@v2","generated_at":"2026-10-13T21:02:12.772995+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}