---
schema_version: "secwatch.filing_event.v1"
accession: "0001731122-22-000410"
form_type: "8-K"
ticker: "KAVL"
cik: "0001762239"
company_name: "Kaival Brands Innovations Group, Inc."
filed_at: "2022-03-10T23:59:59+00:00"
generated_at: "2026-06-27T00:03:26.999686+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Kaival Brands restructures CEO and COO equity compensation, terminates RSUs and cash bonuses

## Summary
- CEO Patel and COO Mosser agreed to terminate 120,833 unvested time-vesting RSUs and 500,000/333,334 event-vesting RSUs respectively.
- Patel granted non-qualified stock option for 600,000 shares at $2.85; half vested immediately, remainder vest in one year.
- Mosser granted non-qualified stock option for 500,000 shares at $2.85; half vested immediately, remainder vest in one year.
- Annual base salaries approved: $300,000 for Patel and $240,000 for Mosser, subject to annual review.
- Previous cash bonus awards tied to revenue milestones terminated.

## SEC filing metadata
- accession: 0001731122-22-000410
- form_type: 8-K
- ticker: KAVL
- cik: 0001762239
- company_name: Kaival Brands Innovations Group, Inc.
- filed_at: 2022-03-10T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 5.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1762239/000173112222000410/0001731122-22-000410-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1762239/000173112222000410/e3595_8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001731122-22-000410
- JSON: https://secwatch.observer/filing/0001731122-22-000410.json
- Plain text: https://secwatch.observer/filing/0001731122-22-000410.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.