---
schema_version: "secwatch.filing_event.v1"
accession: "0001731122-22-001135"
form_type: "8-K"
ticker: "KAVL"
cik: "0001762239"
company_name: "Kaival Brands Innovations Group, Inc."
filed_at: "2022-06-28T23:59:59+00:00"
generated_at: "2026-06-24T22:42:46.059724+00:00"
event_type: "other_material"
sentiment: "negative"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Controlling stockholder adopts 10b5-1 plan to sell up to 6M shares

## Summary
- Kaival Holdings, LLC (owned by Nirajkumar Patel and Eric Mosser) adopted a Rule 10b5-1 trading plan on June 27, 2022.
- Plan permits sale of up to 6,000,000 shares on open market at prevailing prices subject to minimum price thresholds.
- Sales will be reported to the SEC; company does not commit to disclose future plan adoptions or modifications.
- Plan allows gradual diversification to reduce market impact and avoid insider trading concerns.

## SEC filing metadata
- accession: 0001731122-22-001135
- form_type: 8-K
- ticker: KAVL
- cik: 0001762239
- company_name: Kaival Brands Innovations Group, Inc.
- filed_at: 2022-06-28T23:59:59+00:00
- event_type: other_material
- sentiment: negative
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 8.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1762239/000173112222001135/0001731122-22-001135-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1762239/000173112222001135/e3865_8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001731122-22-001135
- JSON: https://secwatch.observer/filing/0001731122-22-001135.json
- Plain text: https://secwatch.observer/filing/0001731122-22-001135.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.