---
schema_version: "secwatch.filing_event.v1"
accession: "0001731122-23-000126"
form_type: "8-K"
ticker: "KAVL"
cik: "0001762239"
company_name: "Kaival Brands Innovations Group, Inc."
filed_at: "2023-02-03T23:59:59+00:00"
generated_at: "2026-06-20T01:12:38.116741+00:00"
event_type: "other_material"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Kaival Brands receives Nasdaq deficiency notice for bid price below $1.00

## Summary
- Closing bid price below $1.00 for 30 consecutive business days from Dec 14, 2022 to Jan 17, 2023.
- Compliance period of 180 calendar days until July 31, 2023 to achieve bid price >= $1.00 for 10 consecutive days.
- Company may qualify for an additional 180-day grace period if it meets other listing standards and provides notice.
- Failure to cure could lead to delisting; Company has right to appeal any delisting determination.

## SEC filing metadata
- accession: 0001731122-23-000126
- form_type: 8-K
- ticker: KAVL
- cik: 0001762239
- company_name: Kaival Brands Innovations Group, Inc.
- filed_at: 2023-02-03T23:59:59+00:00
- event_type: other_material
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1762239/000173112223000126/0001731122-23-000126-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1762239/000173112223000126/e4379_8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001731122-23-000126
- JSON: https://secwatch.observer/filing/0001731122-23-000126.json
- Plain text: https://secwatch.observer/filing/0001731122-23-000126.txt

## Key facts
- Listing & Compliance Notices
  Kaival Brands Innovations Group, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: minimum bid price
  - Rules: 5550(a)(2)
  source text: se the closing bid price for the Company’s common stock has fallen below $1.00 per share for 30 consecutive business days (December 14, 2022 through January 17, 2023), the Company no longer complies with the minimum bid price requirement for continued listing on the Nasdaq Capital Market under Rule 5550(a)(2) of the Nasdaq Listing Rules. Nasdaq’s notice has no immediate effect on the listing of the Company’s common stock on the Nasdaq Capital Market. Pursuant to Nasdaq Marketplace Rule 5810(c)(3)(A), the Company has been provided with a compliance period of 180 calendar days, or until July 31
  evidence_url: https://www.sec.gov/Archives/edgar/data/1762239/000173112223000126/0001731122-23-000126-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.