---
schema_version: "secwatch.filing_event.v1"
accession: "0001731122-24-000175"
form_type: "8-K"
ticker: "SBEV"
cik: "0001553788"
company_name: "SPLASH BEVERAGE GROUP, INC."
filed_at: "2024-01-29T23:59:59+00:00"
generated_at: "2026-06-06T15:54:34.474150+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Splash Beverage Group receives NYSE American deficiency notice; compliance plan accepted, extension to April 2025

## Summary
- NYSE American notified Splash on Oct 6, 2023 of non-compliance with Section 1003(a)(i) requiring at least $2M stockholders' equity.
- On Dec 20, 2023, NYSE accepted Splash's compliance plan and also cited non-compliance with Section 1003(a)(ii) ($4M equity requirement).
- Splash has until April 6, 2025 to regain compliance or face delisting proceedings.

## SEC filing metadata
- accession: 0001731122-24-000175
- form_type: 8-K
- ticker: SBEV
- cik: 0001553788
- company_name: SPLASH BEVERAGE GROUP, INC.
- filed_at: 2024-01-29T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 3.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1553788/000173112224000175/0001731122-24-000175-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1553788/000173112224000175/e5390_8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001731122-24-000175
- JSON: https://secwatch.observer/filing/0001731122-24-000175.json
- Plain text: https://secwatch.observer/filing/0001731122-24-000175.txt

## Key facts
- Listing & Compliance Notices
  SPLASH BEVERAGE GROUP, INC. received a nyse_american deficiency notice notice regarding stockholders equity (rules 1003(a)(i)).
  - Exchange: nyse american
  - Notice: deficiency notice
  - Deficiency: stockholders equity
  - Rules: 1003(a)(i)
  source text: October 6, 2023, the Splash Beverage Group, Inc. (the “Company”) received a notification (the “Deficiency Letter”) from the staff at NYSE American LLC (“NYSE American”) that it was not in compliance with Section 1003(a)(i) of the continued listing standards set forth in the NYSE American Company Guide (the “Company Guide”), requiring a listed company to have stockholders’ equity of (i) at least $2.0 million if it has reported losses from continuing operations or net losses in two of its three most recent fiscal years. The Company submitted a proposed compliance plan to the NYSE American. Advis
  evidence_url: https://www.sec.gov/Archives/edgar/data/1553788/000173112224000175/0001731122-24-000175-index.htm
- Listing & Compliance Notices
  SPLASH BEVERAGE GROUP, INC. received a nyse_american deficiency notice notice regarding stockholders equity (rules 1003(a)(ii)).
  - Exchange: nyse american
  - Notice: deficiency notice
  - Deficiency: stockholders equity
  - Rules: 1003(a)(ii)
  source text: December 20, 2023, the Company received a notification (the “Plan Letter”), with NYSE acceptance of the proposed plan and further deficiency notice. In the Plan Letter the NYSE indicated that in addition to Section 1003(a)(i) of the Company Guide, the Company was also not in compliance with Section 1003(a)(ii) of the Company Guide, requiring a listed company to have stockholders’ equity of at least $4.0 million if it has reported losses from continuing operations or net losses in three of its four most recent fiscal years. If the Company is not in compliance with the continued listing standard
  evidence_url: https://www.sec.gov/Archives/edgar/data/1553788/000173112224000175/0001731122-24-000175-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.