---
schema_version: "secwatch.filing_event.v1"
accession: "0001731122-24-000726"
form_type: "8-K"
ticker: "KAVL"
cik: "0001762239"
company_name: "Kaival Brands Innovations Group, Inc."
filed_at: "2024-05-03T23:59:59+00:00"
generated_at: "2026-06-02T23:14:33.059276+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.8
calibrated_materiality_score: 0.8
confidence: "high"
source: SEC EDGAR
---

# Kaival Brands receives Nasdaq delisting notice; annual meeting deadline missed

## Summary
- Received notice on April 30, 2024, for failing to hold annual meeting under Nasdaq Listing Rule 5620(a).
- Deadline to appeal is May 7, 2024; otherwise suspension on May 9, 2024.
- Company intends to request hearing before Nasdaq Hearings Panel to contest delisting.
- Stock (KAVL) will continue trading pending Panel decision.

## SEC filing metadata
- accession: 0001731122-24-000726
- form_type: 8-K
- ticker: KAVL
- cik: 0001762239
- company_name: Kaival Brands Innovations Group, Inc.
- filed_at: 2024-05-03T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.8
- calibrated_materiality_score: 0.8
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1762239/000173112224000726/0001731122-24-000726-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1762239/000173112224000726/e5645_8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001731122-24-000726
- JSON: https://secwatch.observer/filing/0001731122-24-000726.json
- Plain text: https://secwatch.observer/filing/0001731122-24-000726.txt

## Key facts
- Listing & Compliance Notices
  Kaival Brands Innovations Group, Inc. received a nasdaq deficiency notice notice regarding other (rules 5620(a)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Rules: 5620(a)
  source text: April 30, 2024, Kaival Brands Innovations Group, Inc (the “Company”) received a notice (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market (“Nasdaq”) notifying the Company that the date of April 29, 2024 provided by Nasdaq for the Company to hold an annual meeting to regain compliance with Nasdaq Listing Rule 5620(a) lapsed without the Company holding its annual meeting. The Notice further stated unless the Company requests an appeal of the above determination by May 7, 2024, Nasdaq has determined that the Company’s securities will be scheduled for delisting fr
  evidence_url: https://www.sec.gov/Archives/edgar/data/1762239/000173112224000726/0001731122-24-000726-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.