---
schema_version: "secwatch.filing_event.v1"
accession: "0001731122-25-001473"
form_type: "8-K"
ticker: "VWAV"
cik: "0002038439"
company_name: "VisionWave Holdings, Inc."
filed_at: "2025-11-05T23:59:59+00:00"
generated_at: "2026-05-17T00:26:09.063112+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# VisionWave files complaints with Nasdaq and FINRA regarding irregular Nov 3-4 trading activity

## Summary
- Filed formal complaints with Nasdaq MarketWatch and FINRA over apparent spoofing and layering in common stock trading on November 3-4, 2025.
- Provided timestamped Level II order book data showing abnormal quoting patterns and rapidly changing order sizes across multiple venues.
- Identified three market makers in abnormal quoting; one has commenced an internal review after receiving notice and evidence.
- Interviewing three national securities-litigation law firms; expects to select counsel imminently to file a civil complaint for damages.
- Company states it will pursue all available remedies to protect shareholders and trading integrity.

## SEC filing metadata
- accession: 0001731122-25-001473
- form_type: 8-K
- ticker: VWAV
- cik: 0002038439
- company_name: VisionWave Holdings, Inc.
- filed_at: 2025-11-05T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.65
- confidence: high
- sec_items: 8.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/2038439/000173112225001473/0001731122-25-001473-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/2038439/000173112225001473/e7003_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001731122-25-001473
- JSON: https://secwatch.observer/filing/0001731122-25-001473.json
- Plain text: https://secwatch.observer/filing/0001731122-25-001473.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.
