secwatch.observer — SEC 8-K summary
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Issuer:     OceanTech Acquisitions I Corp. (—)
CIK:        0001846809
Form:       8-K
Filed at:   2023-09-14T23:59:59+00:00
Accession:  0001753926-23-001224
Event type: regulatory
Sentiment:  negative
Materiality: 0.75
Item codes: 3.01
LLM model:  deepseek-v4-flash:cloud@v2

OceanTech gets Nasdaq deficiency for insufficient public holders; delisting risk rises
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- Nasdaq notified OceanTech on Sept 13, 2023, that it fails minimum 300 public holders requirement for continued listing on Nasdaq Capital Market.
- Company also has pending MVLS deficiency; hearing before Nasdaq Panel set for Sept 21, 2023, where it will address both issues.
- Business operations remain unaffected but compliance with listing rules is uncertain; company evaluating options.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1846809/000175392623001224/0001753926-23-001224-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1846809/000175392623001224/g083749_8k.htm
  HTML page:      https://secwatch.observer/filing/0001753926-23-001224

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