secwatch.observer — SEC 8-K summary ====================================== Issuer: Vivani Medical, Inc. (VANI) CIK: 0001266806 Form: 8-K Filed at: 2026-01-27T23:59:59+00:00 Accession: 0001753926-26-000194 Event type: other_material Sentiment: neutral Materiality: 0.60 Item codes: 1.01, 3.02, 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Vivani Medical prices $4.5M common stock offering; Chairman participates in private placement -------------------------------------------------------------------------------- - Gross proceeds of $4.5M from registered direct offering (1.69M shares) and private placement (1.35M shares) at $1.48/share. - Chairman Gregg Williams purchased 1,351,351 shares in private placement at same price. - Net proceeds to fund clinical development and working capital; offering expected to close Jan. 27, 2026. - ThinkEquity acted as sole placement agent for the registered direct offering. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1266806/000175392626000194/0001753926-26-000194-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1266806/000175392626000194/vani-20260125.htm HTML page: https://secwatch.observer/filing/0001753926-26-000194 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer