secwatch.observer — SEC 8-K summary ====================================== Issuer: STEM, INC. (STEM) CIK: 0001758766 Form: 8-K Filed at: 2022-09-21T23:59:59+00:00 Accession: 0001758766-22-000167 Event type: leadership Sentiment: neutral Materiality: 0.55 Item codes: 5.02, 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Stem appoints Michael Carlson as COO with $375k base salary and $625k equity award -------------------------------------------------------------------------------- - Appointed Michael Carlson as COO effective Sept 26, 2022; reports to CEO John Carrington. - Base salary $375k, sign-on cash bonus $150k, sign-on LTI equity award $625k (50% RSUs, 50% options, 4-year vest). - Carlson brings 30 years experience including VP at Koch Engineered Solutions, prior roles at Siemens, GE, ABB. - Eligible for annual cash incentive at 50% of base salary and long-term equity incentives. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1758766/000175876622000167/0001758766-22-000167-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1758766/000175876622000167/stem-20220921.htm HTML page: https://secwatch.observer/filing/0001758766-22-000167 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer