---
schema_version: "secwatch.filing_event.v1"
accession: "0001758766-24-000159"
form_type: "8-K"
ticker: "STEM"
cik: "0001758766"
company_name: "STEM, INC."
filed_at: "2024-08-30T23:59:59+00:00"
generated_at: "2026-05-31T06:49:28.327050+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Stem receives NYSE notice for low share price; has 6-month cure period

## Summary
- NYSE notified Stem on Aug 28, 2024 that its avg closing price fell below $1.00 over 30 consecutive trading days.
- Cure period is six months; Stem must respond within 10 business days with its intent to cure.
- Stem can regain compliance if on the last trading day of any month closing price >= $1.00 and 30-day avg >= $1.00.
- Shares continue trading on NYSE; failure to cure may lead to delisting but does not affect business operations or debt agreements.

## SEC filing metadata
- accession: 0001758766-24-000159
- form_type: 8-K
- ticker: STEM
- cik: 0001758766
- company_name: STEM, INC.
- filed_at: 2024-08-30T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 3.01, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1758766/000175876624000159/0001758766-24-000159-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1758766/000175876624000159/stem-20240828.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001758766-24-000159
- JSON: https://secwatch.observer/filing/0001758766-24-000159.json
- Plain text: https://secwatch.observer/filing/0001758766-24-000159.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.