{"schema_version":"secwatch.filing_event.v1","accession":"0001758766-26-000088","form_type":"8-K","ticker":"STEM","cik":"0001758766","company_name":"STEM, INC.","filed_at":"2026-10-23T20:07:09+00:00","discovered_at":"2026-10-23T20:08:00.241859+00:00","generated_at":"2026-10-23T20:08:03.508952+00:00","sec_items":["3.01","7.01","9.01"],"event_type":"regulatory","sentiment":"negative","materiality_score":0.72,"calibrated_materiality_score":0.72,"confidence":"high","headline":"Stem gets NYSE non-compliance letter on sub-$50M market cap and stockholders' equity","bullets":["Stem notified NYSE on Oct 19, 2026 that it fails Section 802.01B: 30-trading-day average market cap and stockholders' equity must each be at least $50M.","NYSE sent the non-compliance letter Oct 20, 2026; Stem must submit a business plan within 45 days showing how it will regain compliance within 18 months.","Plan must set specific quarterly milestones; NYSE will rule on the plan within 45 days and monitor quarterly if accepted.","Common stock (NYSE: STEM) stays listed and trading during the cure period; company says operations, SEC reporting and debt covenants are unaffected."],"urls":{"canonical":"https://secwatch.observer/filing/0001758766-26-000088","json":"https://secwatch.observer/filing/0001758766-26-000088.json","markdown":"https://secwatch.observer/filing/0001758766-26-000088.md","text":"https://secwatch.observer/filing/0001758766-26-000088.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1758766/000175876626000088/0001758766-26-000088-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1758766/000175876626000088/stem-20261019.htm"},"model":{"generated_by":"deepseek-v4.1-flash:cloud@v2","generated_at":"2026-10-23T20:08:03.508952+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}