---
schema_version: "secwatch.filing_event.v1"
accession: "0001770141-24-000003"
form_type: "8-K"
ticker: null
cik: "0001770141"
company_name: "UpHealth, Inc."
filed_at: "2024-01-18T23:59:59+00:00"
generated_at: "2026-06-06T22:00:58.873862+00:00"
event_type: "other_material"
sentiment: "negative"
materiality_score: 0.85
calibrated_materiality_score: 0.85
confidence: "high"
source: SEC EDGAR
---

# UpHealth delisted from NYSE, hearing April 17; Thrasys ceases operations; debt trustee changes

## Summary
- NYSE suspended trading Dec 12, 2023; stock now OTC under "UPHL". Hearing before CFR set for April 17, 2024 to appeal delisting.
- Thrasys closed transition agreements with L.A. Care, EmpiRx Health, and Alameda County on Dec 28, 2023; Thrasys now has no operations.
- Wilmington Trust resigned as trustee for 6.25% Convertible Notes due 2026; BNY Mellon appointed successor effective Jan 11, 2024.
- Company warns of substantial doubt about going concern if delisting leads to acceleration of debt; sale of Cloudbreak is key to resolve.

## SEC filing metadata
- accession: 0001770141-24-000003
- form_type: 8-K
- cik: 0001770141
- company_name: UpHealth, Inc.
- filed_at: 2024-01-18T23:59:59+00:00
- event_type: other_material
- sentiment: negative
- materiality_score: 0.85
- calibrated_materiality_score: 0.85
- confidence: high
- sec_items: 1.01, 3.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1770141/000177014124000003/0001770141-24-000003-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1770141/000177014124000003/uph-20240111.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001770141-24-000003
- JSON: https://secwatch.observer/filing/0001770141-24-000003.json
- Plain text: https://secwatch.observer/filing/0001770141-24-000003.txt

## Key facts
- Listing & Compliance Notices
  UpHealth, Inc. received a nyse delisting notice notice regarding market value (rules 802.01B).
  - Exchange: nyse
  - Notice: delisting notice
  - Deficiency: market value
  - Rules: 802.01B
  source text: December 11, 2023, the Company received written notice from the staff of NYSE Regulation (the “ Staff ”) that, because the Company was no longer in compliance with the continued listing standard under Section 802.01B of the NYSE Listed Company Manual requiring listed companies to maintain an average global market capitalization over a consecutive 30 trading day period of at least $15,000,000 (the “ Market Capitalization Rule ”), the Staff has commenced proceedings to delist the common stock, par value $0.0001 per share, of the Company (the “ Common Stock ”), from the New York Stock Exchange (t
  evidence_url: https://www.sec.gov/Archives/edgar/data/1770141/000177014124000003/0001770141-24-000003-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.