secwatch.observer — SEC 8-K summary ====================================== Issuer: UpHealth, Inc. (—) CIK: 0001770141 Form: 8-K Filed at: 2024-01-18T23:59:59+00:00 Accession: 0001770141-24-000003 Event type: other_material Sentiment: negative Materiality: 0.85 Item codes: 1.01, 3.01, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 UpHealth delisted from NYSE, hearing April 17; Thrasys ceases operations; debt trustee changes -------------------------------------------------------------------------------- - NYSE suspended trading Dec 12, 2023; stock now OTC under "UPHL". Hearing before CFR set for April 17, 2024 to appeal delisting. - Thrasys closed transition agreements with L.A. Care, EmpiRx Health, and Alameda County on Dec 28, 2023; Thrasys now has no operations. - Wilmington Trust resigned as trustee for 6.25% Convertible Notes due 2026; BNY Mellon appointed successor effective Jan 11, 2024. - Company warns of substantial doubt about going concern if delisting leads to acceleration of debt; sale of Cloudbreak is key to resolve. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1770141/000177014124000003/0001770141-24-000003-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1770141/000177014124000003/uph-20240111.htm HTML page: https://secwatch.observer/filing/0001770141-24-000003 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer