secwatch / observer
8-K filed March 3, 2023, 6:59 PM ET ticker BEAT CIK 0001779372
debt confidence high sentiment neutral materiality 0.65

HeartBeam enters up to $10M equity and convertible note facility with Maverick Capital

HeartBeam, Inc.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

HeartBeam, Inc. entered into SPA with Maverick Capital Partners, LLC valued at up to $5,000,000 (effective 2023-02-28).

Action
entry
Agreement
equity purchase
Counterparty
Maverick Capital Partners, LLC
Value
up to $5,000,000
Effective
2023-02-28
Exact text from the filing
On February 28, 2023, HeartBeam, Inc. (the “Company”) entered into a securities purchase agreement (the “SPA”) with Maverick Capital Partners, LLC (the “Investor”). Pursuant to the terms of the SPA, the Company agreed to sell, up to $5,000,000 (the “Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”) at 75% of the average calculated Volume Weighted Average Price (“VWAP”) per share during a Drawdown Pricing Period (as defined in the SPA).
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Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

HeartBeam, Inc. entered into NPA with Maverick Capital Partners, LLC valued at up to $5,000,000 (effective 2023-02-28).

Action
entry
Agreement
notes offering
Counterparty
Maverick Capital Partners, LLC
Value
up to $5,000,000
Effective
2023-02-28
Exact text from the filing
Additionally, in connection with the SPA, on February 28, 2023, the Company entered into a note purchase agreement (the “NPA”) with the Investor. Pursuant to the terms of the NPA, the Company agreed to sell, up to $5,000,000 principal amount of notes of the Company, bearing interest at 6% per annum (the “Convertible Notes”).
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HeartBeam, Inc. filing history →

Source: SEC EDGAR
accession 0001779372-23-000004
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