secwatch.observer — SEC 8-K summary ====================================== Issuer: HeartBeam, Inc. (BEAT) CIK: 0001779372 Form: 8-K Filed at: 2023-03-24T23:59:59+00:00 Accession: 0001779372-23-000007 Event type: regulatory Sentiment: negative Materiality: 0.75 Item codes: 3.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 HeartBeam receives Nasdaq deficiency notice for failing minimum $2.5M equity requirement -------------------------------------------------------------------------------- - Reported stockholders' equity of $2.374M as of Dec 31, 2022, below the $2.5M minimum. - Company has 45 days (until May 4, 2023) to submit a compliance plan to Nasdaq. - If plan accepted, HeartBeam has until Sept 18, 2023 to regain compliance. - Stock and warrants continue trading; delisting would materially affect capital access. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1779372/000177937223000007/0001779372-23-000007-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1779372/000177937223000007/beat-20230320.htm HTML page: https://secwatch.observer/filing/0001779372-23-000007 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer