---
schema_version: "secwatch.filing_event.v1"
accession: "0001779372-23-000013"
form_type: "8-K"
ticker: "BEAT"
cik: "0001779372"
company_name: "HeartBeam, Inc."
filed_at: "2023-05-23T23:59:59+00:00"
generated_at: "2026-06-14T17:27:37.850829+00:00"
event_type: "other_material"
sentiment: "positive"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# HeartBeam regains Nasdaq compliance with $23.2M equity offering of 16.67M shares

## Summary
- Received Nasdaq deficiency notice for stockholders' equity below $2.5M on Mar 20, 2023.
- Submitted compliance plan to Nasdaq on May 3, 2023.
- Completed secondary offering of 16,666,666 shares at $1.50/share, net proceeds $23.2M.
- Company believes it regained compliance with Nasdaq Listing Rule 5550(b)(1).
- Nasdaq will monitor ongoing compliance; failure at next periodic report could lead to delisting.

## SEC filing metadata
- accession: 0001779372-23-000013
- form_type: 8-K
- ticker: BEAT
- cik: 0001779372
- company_name: HeartBeam, Inc.
- filed_at: 2023-05-23T23:59:59+00:00
- event_type: other_material
- sentiment: positive
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1779372/000177937223000013/0001779372-23-000013-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1779372/000177937223000013/beat-20230522.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001779372-23-000013
- JSON: https://secwatch.observer/filing/0001779372-23-000013.json
- Plain text: https://secwatch.observer/filing/0001779372-23-000013.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.