secwatch.observer — SEC 8-K summary ====================================== Issuer: HeartBeam, Inc. (BEAT) CIK: 0001779372 Form: 8-K Filed at: 2023-05-23T23:59:59+00:00 Accession: 0001779372-23-000013 Event type: other_material Sentiment: positive Materiality: 0.70 Item codes: 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 HeartBeam regains Nasdaq compliance with $23.2M equity offering of 16.67M shares -------------------------------------------------------------------------------- - Received Nasdaq deficiency notice for stockholders' equity below $2.5M on Mar 20, 2023. - Submitted compliance plan to Nasdaq on May 3, 2023. - Completed secondary offering of 16,666,666 shares at $1.50/share, net proceeds $23.2M. - Company believes it regained compliance with Nasdaq Listing Rule 5550(b)(1). - Nasdaq will monitor ongoing compliance; failure at next periodic report could lead to delisting. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1779372/000177937223000013/0001779372-23-000013-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1779372/000177937223000013/beat-20230522.htm HTML page: https://secwatch.observer/filing/0001779372-23-000013 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer