---
schema_version: "secwatch.filing_event.v1"
accession: "0001802749-23-000120"
form_type: "8-K"
ticker: null
cik: "0001802749"
company_name: "Lightning eMotors, Inc."
filed_at: "2023-09-01T23:59:59+00:00"
generated_at: "2026-06-11T00:41:45.432967+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.85
calibrated_materiality_score: 0.85
confidence: "high"
source: SEC EDGAR
---

# Lightning eMotors receives NYSE non-compliance notice; market cap and equity below $50M

## Summary
- 30-day avg global market cap <$50M and last-reported stockholders' equity also <$50M triggered NYSE Section 802.01B.
- Company has 45 days to submit a business plan to NYSE showing ability to regain compliance within 18 months.
- NYSE will review plan within 45 days; if accepted, stock continues trading during the 18-month cure period.
- Notice has no immediate impact on listing; shares continue trading subject to other NYSE requirements.

## SEC filing metadata
- accession: 0001802749-23-000120
- form_type: 8-K
- cik: 0001802749
- company_name: Lightning eMotors, Inc.
- filed_at: 2023-09-01T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.85
- calibrated_materiality_score: 0.85
- confidence: high
- sec_items: 3.01, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1802749/000180274923000120/0001802749-23-000120-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1802749/000180274923000120/zev-20230829.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001802749-23-000120
- JSON: https://secwatch.observer/filing/0001802749-23-000120.json
- Plain text: https://secwatch.observer/filing/0001802749-23-000120.txt

## Key facts
- Listing & Compliance Notices
  Lightning eMotors, Inc. received a nyse noncompliance notice notice regarding market value (rules 802.01B).
  - Exchange: nyse
  - Notice: noncompliance notice
  - Deficiency: market value
  - Rules: 802.01B
  source text: August 29, 2023, Lightning eMotors, Inc. (the “Company”) received written notice (the “Notice”) from the New York Stock Exchange (the “NYSE”) that the Company was not in compliance with the continued listing standard set forth in Section 802.01B of the NYSE’s Listed Company Manual because the average global market capitalization of the Company over a consecutive 30 trading-day period was less than $50 million and, at the same time, the Company’s last reported stockholders’ equity was less than $50 million. In accordance with applicable NYSE procedures, the Company has 45 days from receipt of t
  evidence_url: https://www.sec.gov/Archives/edgar/data/1802749/000180274923000120/0001802749-23-000120-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.