---
schema_version: "secwatch.filing_event.v1"
accession: "0001805284-23-000038"
form_type: "8-K"
ticker: "RKT"
cik: "0001805284"
company_name: "Rocket Companies, Inc."
filed_at: "2023-06-15T23:59:59+00:00"
generated_at: "2026-06-14T00:28:41.055954+00:00"
event_type: "other"
sentiment: "neutral"
materiality_score: 0.1
calibrated_materiality_score: 0.1
confidence: "high"
source: SEC EDGAR
---

# Rocket Companies stockholders elect directors, ratify auditor, approve stock plan amendment at 2023 annual meeting

## Summary
- Matthew Rizik and Suzanne Shank elected as Class III directors with 553M and 568M votes for, respectively.
- Ernst & Young LLP ratified as independent auditor for FY2023 with 622M votes for, 1.2M against.
- Amendment to 2020 Team Member Stock Purchase Plan approved with 567M votes for, 3.3M against.
- All three proposals passed; broker non-votes were 52.9M for director election and stock plan amendment.

## SEC filing metadata
- accession: 0001805284-23-000038
- form_type: 8-K
- ticker: RKT
- cik: 0001805284
- company_name: Rocket Companies, Inc.
- filed_at: 2023-06-15T23:59:59+00:00
- event_type: other
- sentiment: neutral
- materiality_score: 0.1
- calibrated_materiality_score: 0.1
- confidence: high
- sec_items: 5.07
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1805284/000180528423000038/0001805284-23-000038-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1805284/000180528423000038/rkt-20230613.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001805284-23-000038
- JSON: https://secwatch.observer/filing/0001805284-23-000038.json
- Plain text: https://secwatch.observer/filing/0001805284-23-000038.txt

## Key facts
- Shareholder Votes
  Rocket Companies, Inc. shareholders approved Ratification of Appointment of Independent Registered Public Accounting Firm at the 2023-06-13 meeting.
  - Proposal: auditor ratification
  - Outcome: passed
  - Meeting: 2023-06-13
  source text: Proposal 2: Ratification of Appointment of Independent Registered Public Accounting Firm. For Against Abstain Broker Non-Votes 622,171,441 1,241,089 184,532 N/A
  evidence_url: https://www.sec.gov/Archives/edgar/data/1805284/000180528423000038/0001805284-23-000038-index.htm
- Shareholder Votes
  Rocket Companies, Inc. shareholders approved Election of Class III Directors at the 2023-06-13 meeting.
  - Proposal: director election
  - Outcome: passed
  - Meeting: 2023-06-13
  source text: Proposal 1: Election of Class III Directors. Nominee Votes For Votes Withheld Broker Non-Votes Matthew Rizik 553,233,072 17,423,416 52,940,574 Suzanne Shank 568,058,464 2,598,024 52,940,574
  evidence_url: https://www.sec.gov/Archives/edgar/data/1805284/000180528423000038/0001805284-23-000038-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.