---
schema_version: "secwatch.filing_event.v1"
accession: "0001818874-25-000215"
form_type: "8-K"
ticker: "SOFI"
cik: "0001818874"
company_name: "SoFi Technologies, Inc."
filed_at: "2025-11-13T23:59:59+00:00"
generated_at: "2026-05-16T20:31:28.932367+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.3
calibrated_materiality_score: 0.3
confidence: "high"
source: SEC EDGAR
---

# SoFi CFO Lapointe enters prepaid forward contract on 500,000 shares for $11.8M upfront

## Summary
- CFO Christopher Lapointe receives $11,771,830 upfront; contract matures Nov 12, 2027.
- Pledged 500,000 shares; floor $25.38, cap $50.58; deliverable shares range 250,890 to 500,000.
- Lapointe retains voting, dividend, and other rights on pledged shares during term.
- Majority of compensation is equity; no common stock sold since joining in 2018.

## SEC filing metadata
- accession: 0001818874-25-000215
- form_type: 8-K
- ticker: SOFI
- cik: 0001818874
- company_name: SoFi Technologies, Inc.
- filed_at: 2025-11-13T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.3
- calibrated_materiality_score: 0.3
- confidence: high
- sec_items: 7.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1818874/000181887425000215/0001818874-25-000215-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1818874/000181887425000215/sofi-20251112.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001818874-25-000215
- JSON: https://secwatch.observer/filing/0001818874-25-000215.json
- Plain text: https://secwatch.observer/filing/0001818874-25-000215.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.