{"schema_version":"secwatch.filing_event.v1","accession":"0001820302-23-000065","form_type":"8-K","ticker":"BKKT","cik":"0001820302","company_name":"Bakkt, Inc.","filed_at":"2023-06-09T23:59:59+00:00","discovered_at":"2026-05-14T18:03:40.852513+00:00","generated_at":"2026-06-14T04:11:28.655332+00:00","sec_items":["5.07"],"event_type":"other","sentiment":"neutral","materiality_score":0.3,"calibrated_materiality_score":0.15,"confidence":"high","headline":"Bakkt shareholders elect three directors, ratify auditor, approve additional shares","bullets":["Elected David Clifton, De'Ana Dow, and Gordon Watson as directors to serve until 2026; each received ~185M+ votes for.","Ratified Ernst & Young as independent auditor for FY2023 with 219,890,212 votes for and 909,165 against.","Approved amendment to 2021 Omnibus Incentive Plan authorizing 26,590,466 additional shares; 184,177,525 for, 20,069,821 against.","Quorum of 83.2% of voting power represented at the annual meeting held June 6, 2023."],"urls":{"canonical":"https://secwatch.observer/filing/0001820302-23-000065","json":"https://secwatch.observer/filing/0001820302-23-000065.json","markdown":"https://secwatch.observer/filing/0001820302-23-000065.md","text":"https://secwatch.observer/filing/0001820302-23-000065.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1820302/000182030223000065/0001820302-23-000065-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1820302/000182030223000065/bakkt-20230606.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-14T04:11:28.655332+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"26fdba1a03c576979da21c9d734582d7e678faaf","claim":"Bakkt, Inc. shareholders approved Approval of amendment to the Company's 2021 Omnibus Incentive Plan to authorize 26,590,466 additional shares at the 2023-06-06 meeting.","evidence_excerpt":"The stockholders approved an amendment to the Company’s 2021 Omnibus Incentive Plan to authorize 26,590,466 additional shares. The voting results were as follows: Votes For Votes Against Abstentions Broker Non-Votes 184,177,525 20,069,821 81,999 16,791,231","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1820302/000182030223000065/0001820302-23-000065-index.htm","confidence":0.9,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"equity plan"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-06-06"}],"fact_type":"shareholder_vote"},{"claim_id":"d6483ef9930005afa6cc366792aaf027b3406e80","claim":"Bakkt, Inc. shareholders approved Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal year ending December 31, 2023 at the 2023-06-06 meeting.","evidence_excerpt":"The stockholders ratified the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. The voting results were as follows: Votes For Votes Against Abstentions Broker Non-Votes 219,890,212 909,165 321,199 —","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1820302/000182030223000065/0001820302-23-000065-index.htm","confidence":0.9,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"auditor ratification"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-06-06"}],"fact_type":"shareholder_vote"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}