---
schema_version: "secwatch.filing_event.v1"
accession: "0001820302-24-000111"
form_type: "8-K"
ticker: "BKKT"
cik: "0001820302"
company_name: "Bakkt, Inc."
filed_at: "2024-07-19T23:59:59+00:00"
generated_at: "2026-05-31T19:10:58.524176+00:00"
event_type: "leadership"
sentiment: "neutral"
materiality_score: 0.45
calibrated_materiality_score: 0.45
confidence: "high"
source: SEC EDGAR
---

# Director Richard Lumb resigns; Colleen Brown appointed as Class III director and Audit Committee member

## Summary
- Richard Lumb resigned as director and Audit Committee member effective July 16, 2024; no disagreement with company.
- Board appointed Colleen Brown as Class III director on July 19, 2024, filling the vacancy.
- Brown also appointed to Audit Committee; determined independent and qualifies as audit committee financial expert.
- Brown is former President/CEO of Fisher Communications; serves on boards of TrueBlue, Big 5 Sporting Goods, and others.

## SEC filing metadata
- accession: 0001820302-24-000111
- form_type: 8-K
- ticker: BKKT
- cik: 0001820302
- company_name: Bakkt, Inc.
- filed_at: 2024-07-19T23:59:59+00:00
- event_type: leadership
- sentiment: neutral
- materiality_score: 0.45
- calibrated_materiality_score: 0.45
- confidence: high
- sec_items: 5.02
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1820302/000182030224000111/0001820302-24-000111-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1820302/000182030224000111/bakkt-20240716.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001820302-24-000111
- JSON: https://secwatch.observer/filing/0001820302-24-000111.json
- Plain text: https://secwatch.observer/filing/0001820302-24-000111.txt

## Key facts
- Executive change
  Richard Lumb resigned as Director at Bakkt, Inc..
  - Action: resigned
  - Role: Director
  source text: On July 16, 2024, Richard Lumb resigned, effective immediately, as a director of Bakkt Holdings, Inc. (the “Company”) and as a member of the Audit and Risk Committee (the “Audit Committee”) of the Company’s Board of Directors (the “Board”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1820302/000182030224000111/0001820302-24-000111-index.htm
- Executive change
  Colleen Brown was appointed as Class III Director at Bakkt, Inc..
  - Action: appointed
  - Role: Class III Director
  source text: On July 19, 2024, the Board, upon the recommendation of its Nominating and Corporate Governance Committee, appointed Colleen Brown to serve as a Class III director, filling the vacancy created by Mr. Lumb’s resignation.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1820302/000182030224000111/0001820302-24-000111-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.