GOF ups ATM equity offering capacity to $1B via fifth amendment to sales agreement

GUGGENHEIM STRATEGIC OPPORTUNITIES FUND

Fifth Amendment to Controlled Equity Offering Sales Agreement increases aggregate initial offering price to $1,000,000,000.
Previous fourth amendment cap was $850,000,000; $1B is the new maximum under the Cantor Fitzgerald facility.
Fund commenced the Offering on November 24, 2025 under effective shelf registration statement (File No. 333-291739).
Common shares may be sold from time to time through Cantor Fitzgerald as agent for the Fund.

item 1.01 item 8.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

GUGGENHEIM STRATEGIC OPPORTUNITIES FUND entered into Sales Agreement with Cantor Fitzgerald & Co..

Action: entry
Agreement: atm program
Counterparty: Cantor Fitzgerald & Co.

Exact text from the filing

Guggenheim Strategic Opportunities Fund (NYSE: GOF) (the “Fund”) has entered into a Controlled Equity Offering SM Sales Agreement, dated July 1, 2019, as amended by First Amendment to Controlled Equity Offering SM Sales Agreement, dated February 1, 2021, Second Amendment to Controlled Equity Offering SM Sales Agreement, dated September 16, 2021, Third Amendment to Controlled Equity Offering SM Sales Agreement, dated March 27, 2023, Fourth Amendment to Controlled Equity Offering SM Sales Agreement, dated May 3, 2024, and Fifth Amendment to Controlled Equity Offering SM Sales Agreement, dated November 21, 2025 (as amended, the “Sales Agreement”), by and among the Fund, Guggenheim Funds Investment Advisors, LLC, and Cantor Fitzgerald & Co. (“Cantor Fitzgerald”)

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Source: SEC EDGAR

accession 0001821268-25-000255

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