--- schema_version: "secwatch.filing_event.v1" accession: "0001821268-25-000267" form_type: "8-K" ticker: "GBAB" cik: "0001495825" company_name: "Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust" filed_at: "2025-12-15T23:59:59+00:00" generated_at: "2026-05-16T13:12:20.728321+00:00" event_type: "other" sentiment: "neutral" materiality_score: 0.2 calibrated_materiality_score: 0.2 confidence: "high" source: SEC EDGAR --- # Guggenheim GBAB enters new admin/custody pacts with BNY, ends MUFG deal ## Summary - On Dec 15, 2025, GBAB entered a Fund Administration and Accounting Agreement with BNY. - BNY also services as custodian and foreign custody manager under new agreements replacing those from 2007. - Prior administration agreement with MUFG Investor Services (US) LLC terminated; no termination fees. - BNY fees are accrued daily, paid monthly based on average daily net assets, subject to a minimum annual fee. ## SEC filing metadata - accession: 0001821268-25-000267 - form_type: 8-K - ticker: GBAB - cik: 0001495825 - company_name: Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - filed_at: 2025-12-15T23:59:59+00:00 - event_type: other - sentiment: neutral - materiality_score: 0.2 - calibrated_materiality_score: 0.2 - confidence: high - sec_items: 1.01, 1.02, 9.01 - EDGAR index: https://www.sec.gov/Archives/edgar/data/1495825/000182126825000267/0001821268-25-000267-index.htm - EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1495825/000182126825000267/gbab89492-8k.htm ## Machine-readable alternates - HTML: https://secwatch.observer/filing/0001821268-25-000267 - JSON: https://secwatch.observer/filing/0001821268-25-000267.json - Plain text: https://secwatch.observer/filing/0001821268-25-000267.txt ## Key facts - Material Agreements Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust entered into Custody Agreement and Foreign Custody Manager Agreement with The Bank of New York Mellon valued at BNY serves as the Trust's custodian and holds securities and cash on behalf of the Trust in accordan (effective 2025-12-15). - Action: entry - Counterparty: The Bank of New York Mellon - Value: BNY serves as the Trust's custodian and holds securities and cash on behalf of the Trust in accordan - Effective: 2025-12-15 source text: Entry into Custody Agreement with BNY On December 15, 2025, the Trust entered into a Custody Agreement (the "Custody Agreement") and Foreign Custody Manager Agreement ("Foreign Custody Agreement") with BNY amending and replacing the prior agreements with BNY dated July 26, 2007. evidence_url: https://www.sec.gov/Archives/edgar/data/1495825/000182126825000267/0001821268-25-000267-index.htm - Material Agreements Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust terminated Prior Custody Agreement and Foreign Custody Manager Agreement with BNY with The Bank of New York Mellon valued at The Trust terminated its existing custody agreement and foreign custody manager agreement with BNY. (effective 2025-12-15). - Action: termination - Counterparty: The Bank of New York Mellon - Value: The Trust terminated its existing custody agreement and foreign custody manager agreement with BNY. - Effective: 2025-12-15 source text: Termination of Prior Custody Agreement and Foreign Custody Agreement with BNY On December 15, 2025, in conjunction with entering into the Custody Agreement and Foreign Custody Agreement, the Trust terminated its existing custody agreement and foreign custody manager agreement with BNY (collectively, the "Prior Custody Agreements"). evidence_url: https://www.sec.gov/Archives/edgar/data/1495825/000182126825000267/0001821268-25-000267-index.htm - Material Agreements Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust entered into Fund Administration and Accounting Agreement with The Bank of New York Mellon valued at BNY performs administrative functions and bookkeeping, accounting and pricing functions for the Trus (effective 2025-12-15). - Action: entry - Counterparty: The Bank of New York Mellon - Value: BNY performs administrative functions and bookkeeping, accounting and pricing functions for the Trus - Effective: 2025-12-15 source text: Entry into Fund Administration and Accounting Agreement with BNY On December 15, 2025, Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (NYSE: GBAB) (the "Trust") entered into a Fund Administration and Accounting Agreement (the "FAA Agreement") with The Bank of New York Mellon ("BNY"). evidence_url: https://www.sec.gov/Archives/edgar/data/1495825/000182126825000267/0001821268-25-000267-index.htm - Material Agreements Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust terminated Prior Fund Administration and Accounting Agreement with MUFG with MUFG Investor Services (US) LLC valued at The Trust terminated its existing administration and accounting agreement with MUFG, subject to the (effective 2025-12-15). - Action: termination - Counterparty: MUFG Investor Services (US) LLC - Value: The Trust terminated its existing administration and accounting agreement with MUFG, subject to the - Effective: 2025-12-15 source text: Termination of Fund Administration and Accounting Agreement with MUFG On December 15, 2025, in conjunction with entering into the FAA Agreement, the Trust terminated its existing administration and accounting agreement with MUFG Investor Services (US) LLC ("MUFG") (the "Prior FAA Agreement"), subject to the provision of certain ongoing transition services. evidence_url: https://www.sec.gov/Archives/edgar/data/1495825/000182126825000267/0001821268-25-000267-index.htm This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.