secwatch.observer — SEC 8-K summary
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Issuer:     Guggenheim Active Allocation Fund (GUG)
CIK:        0001864208
Form:       8-K
Filed at:   2025-12-15T23:59:59+00:00
Accession:  0001821268-25-000268
Event type: other_material
Sentiment:  neutral
Materiality: 0.25
Item codes: 1.01, 1.02, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Guggenheim Active Allocation Fund enters new admin & custody deals with BNY, ends MUFG pact
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- Entered Fund Administration and Accounting Agreement with BNY on Dec 15, 2025.
- Entered new Custody Agreement and Foreign Custody Manager Agreement with BNY on Dec 15, 2025.
- Terminated prior administration agreement with MUFG; no termination fees payable.
- Terminated prior custody agreements with BNY; no termination fees payable.
- BNY fees based on average daily net assets plus out-of-pocket expenses.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1864208/000182126825000268/0001821268-25-000268-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1864208/000182126825000268/gug89492-8k.htm
  HTML page:      https://secwatch.observer/filing/0001821268-25-000268

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