--- schema_version: "secwatch.filing_event.v1" accession: "0001821268-25-000274" form_type: "8-K" ticker: "AVK" cik: "0001219120" company_name: "ADVENT CONVERTIBLE & INCOME FUND" filed_at: "2025-12-18T23:59:59+00:00" generated_at: "2026-05-16T12:42:44.798560+00:00" event_type: "other_material" sentiment: "neutral" materiality_score: 0.5 calibrated_materiality_score: 0.5 confidence: "high" source: SEC EDGAR --- # Advent Convertible and Income Fund enters new BNY admin/custody agreements, terminates MUFG deal ## Summary - BNY appointed as fund administrator and accountant effective Dec 15, 2025; fee based on avg daily net assets plus minimum. - Prior administration and accounting agreement with MUFG terminated same day; no termination fees payable. - New custody and foreign custody agreements with BNY replace prior custody agreements dated May 2003; no termination fees. - BNY will serve as custodian and foreign custody manager for the Fund under the 1940 Act. - MUFG to provide ongoing transition services after termination; no additional fees. ## SEC filing metadata - accession: 0001821268-25-000274 - form_type: 8-K - ticker: AVK - cik: 0001219120 - company_name: ADVENT CONVERTIBLE & INCOME FUND - filed_at: 2025-12-18T23:59:59+00:00 - event_type: other_material - sentiment: neutral - materiality_score: 0.5 - calibrated_materiality_score: 0.5 - confidence: high - sec_items: 1.01, 1.02, 9.01 - EDGAR index: https://www.sec.gov/Archives/edgar/data/1219120/000182126825000274/0001821268-25-000274-index.htm - EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1219120/000182126825000274/gug89497avk8k.htm ## Machine-readable alternates - HTML: https://secwatch.observer/filing/0001821268-25-000274 - JSON: https://secwatch.observer/filing/0001821268-25-000274.json - Plain text: https://secwatch.observer/filing/0001821268-25-000274.txt ## Key facts - Material Agreements ADVENT CONVERTIBLE & INCOME FUND terminated Prior FAA Agreement with MUFG Investor Services (US) LLC valued at Other than ordinary course payments under the Prior FAA Agreement through the effective date of term (effective 2025-12-15). - Action: termination - Counterparty: MUFG Investor Services (US) LLC - Value: Other than ordinary course payments under the Prior FAA Agreement through the effective date of term - Effective: 2025-12-15 source text: On December 15, 2025, in conjunction with entering into the FAA Agreement, the Fund terminated its existing administration and accounting agreement with MUFG Investor Services (US) LLC (“MUFG”) (the “Prior FAA Agreement”), subject to the provision of certain ongoing transition services. evidence_url: https://www.sec.gov/Archives/edgar/data/1219120/000182126825000274/0001821268-25-000274-index.htm - Material Agreements ADVENT CONVERTIBLE & INCOME FUND terminated Prior Custody Agreements with The Bank of New York Mellon valued at Other than ordinary course payments under the Prior Custody Agreements through the effective date of (effective 2025-12-15). - Action: termination - Counterparty: The Bank of New York Mellon - Value: Other than ordinary course payments under the Prior Custody Agreements through the effective date of - Effective: 2025-12-15 source text: On December 15, 2025, in conjunction with entering into the Custody Agreement and Foreign Custody Agreement, the Fund terminated its existing custody agreement and foreign custody manager agreement with BNY (collectively, the “Prior Custody Agreements”). evidence_url: https://www.sec.gov/Archives/edgar/data/1219120/000182126825000274/0001821268-25-000274-index.htm - Material Agreements ADVENT CONVERTIBLE & INCOME FUND entered into Foreign Custody Manager Agreement with The Bank of New York Mellon valued at Pursuant to the Foreign Custody Agreement, BNY provides services as foreign custody manager for the (effective 2025-12-15). - Action: entry - Counterparty: The Bank of New York Mellon - Value: Pursuant to the Foreign Custody Agreement, BNY provides services as foreign custody manager for the - Effective: 2025-12-15 source text: On December 15, 2025, the Fund entered into a Custody Agreement (the “Custody Agreement”) and Foreign Custody Manager Agreement (“Foreign Custody Agreement”) with BNY amending and replacing the prior agreements with BNY dated May 2, 2003. evidence_url: https://www.sec.gov/Archives/edgar/data/1219120/000182126825000274/0001821268-25-000274-index.htm - Material Agreements ADVENT CONVERTIBLE & INCOME FUND entered into Fund Administration and Accounting Agreement with The Bank of New York Mellon valued at BNY performs administrative functions and bookkeeping, accounting and pricing functions for the Fund (effective 2025-12-15). - Action: entry - Counterparty: The Bank of New York Mellon - Value: BNY performs administrative functions and bookkeeping, accounting and pricing functions for the Fund - Effective: 2025-12-15 source text: On December 15, 2025, Advent Convertible and Income Fund (NYSE: AVK) (the “Fund”) entered into a Fund Administration and Accounting Agreement (the “FAA Agreement”) with The Bank of New York Mellon (“BNY”). evidence_url: https://www.sec.gov/Archives/edgar/data/1219120/000182126825000274/0001821268-25-000274-index.htm - Material Agreements ADVENT CONVERTIBLE & INCOME FUND entered into Custody Agreement with The Bank of New York Mellon valued at Pursuant to the Custody Agreement, BNY serves as the Fund’s custodian and holds securities and cash (effective 2025-12-15). - Action: entry - Counterparty: The Bank of New York Mellon - Value: Pursuant to the Custody Agreement, BNY serves as the Fund’s custodian and holds securities and cash - Effective: 2025-12-15 source text: On December 15, 2025, the Fund entered into a Custody Agreement (the “Custody Agreement”) and Foreign Custody Manager Agreement (“Foreign Custody Agreement”) with BNY amending and replacing the prior agreements with BNY dated May 2, 2003. evidence_url: https://www.sec.gov/Archives/edgar/data/1219120/000182126825000274/0001821268-25-000274-index.htm This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.