---
schema_version: "secwatch.filing_event.v1"
accession: "0001828937-23-000126"
form_type: "8-K"
ticker: "FOA"
cik: "0001828937"
company_name: "Finance of America Companies Inc."
filed_at: "2023-12-15T23:59:59+00:00"
generated_at: "2026-06-07T12:04:43.964979+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Finance of America receives NYSE non-compliance notice for share price below $1.00

## Summary
- NYSE notified FOA on Dec 12, 2023 that average closing price was below $1.00 over 30 consecutive trading days as of Dec 11, 2023.
- Company has a six-month cure period to regain compliance; no immediate effect on NYSE listing.
- FOA plans to notify NYSE within 10 business days of intent to cure and is evaluating options.
- Notice does not impact ongoing business operations or SEC reporting requirements.

## SEC filing metadata
- accession: 0001828937-23-000126
- form_type: 8-K
- ticker: FOA
- cik: 0001828937
- company_name: Finance of America Companies Inc.
- filed_at: 2023-12-15T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 3.01, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1828937/000182893723000126/0001828937-23-000126-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1828937/000182893723000126/foa-20231212.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001828937-23-000126
- JSON: https://secwatch.observer/filing/0001828937-23-000126.json
- Plain text: https://secwatch.observer/filing/0001828937-23-000126.txt

## Key facts
- Listing & Compliance Notices
  Finance of America Companies Inc. received a nyse noncompliance notice notice regarding minimum bid price (rules 802.01C).
  - Exchange: nyse
  - Notice: noncompliance notice
  - Deficiency: minimum bid price
  - Rules: 802.01C
  source text: December 12, 2023, Finance of America Companies Inc. (“Finance of America” or the “Company”) received a notice (the “Notice”) from the NYSE, indicating the Company is not in compliance with Section 802.01C of the NYSE Listed Company Manual because as of December 11, 2023, the average closing price of the Company’s Class A Common Stock was less than $1.00 over a consecutive 30 trading-day period. The Notice has no immediate effect on the listing of the Class A Common Stock on the NYSE, subject to the Company’s compliance with the NYSE’s other continued listing requirements. Furthermore, the Not
  evidence_url: https://www.sec.gov/Archives/edgar/data/1828937/000182893723000126/0001828937-23-000126-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.