{"schema_version":"secwatch.filing_event.v1","accession":"0001829126-23-002509","form_type":"8-K","ticker":null,"cik":"0001862068","company_name":"Rubicon Technologies, Inc.","filed_at":"2023-03-31T23:59:59+00:00","discovered_at":"2026-05-14T18:03:47.236525+00:00","generated_at":"2026-06-17T08:28:21.804232+00:00","sec_items":["3.01","9.01"],"event_type":"regulatory","sentiment":"negative","materiality_score":0.65,"calibrated_materiality_score":0.65,"confidence":"high","headline":"Rubicon receives NYSE non-compliance notice for average share price below $1.00","bullets":["NYSE notified Rubicon on March 28, 2023 that average closing price of Class A common stock was below $1.00 over 30 consecutive trading days.","Company has six-month cure period; plans to notify NYSE by April 11 of intent to cure.","Alternatives include reverse stock split, subject to stockholder approval at annual meeting.","Stock continues trading on NYSE with '.BC' designation; no immediate delisting.","Non-compliance does not affect business operations or debt obligations."],"urls":{"canonical":"https://secwatch.observer/filing/0001829126-23-002509","json":"https://secwatch.observer/filing/0001829126-23-002509.json","markdown":"https://secwatch.observer/filing/0001829126-23-002509.md","text":"https://secwatch.observer/filing/0001829126-23-002509.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1862068/000182912623002509/0001829126-23-002509-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1862068/000182912623002509/rubicontech_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-17T08:28:21.804232+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"826c33b437117fe8641fde97bc4475e84d536f99","claim":"Rubicon Technologies, Inc. received a nyse deficiency notice notice regarding minimum bid price (rules 802.01C).","evidence_excerpt":"March 28, 2023, Rubicon Technologies, Inc. (the “Company”) received notice (the “Notice”) from the New York Stock Exchange (the “NYSE”) that the average per share trading price of its Class A common stock (the “Common Stock”) was below the NYSE’s continued listing standard rule relating to minimum average share price. Rule 802.01C of the NYSE’s Listed Company Manual requires that a company’s common stock trade at a minimum average closing price of $1.00 over a consecutive 30 trading-day period. Pursuant to Section 802.01C, the Company has a period of six months following the receipt of the Not","evidence_source":"SEC 8-K Item 3.01","evidence_url":"https://www.sec.gov/Archives/edgar/data/1862068/000182912623002509/0001829126-23-002509-index.htm","confidence":0.95,"family_label":"Listing & Compliance Notices","details":[{"label":"Exchange","value":"nyse"},{"label":"Notice","value":"deficiency notice"},{"label":"Deficiency","value":"minimum bid price"},{"label":"Rules","value":"802.01C"}],"fact_type":"exchange_compliance_notice"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}