secwatch.observer — SEC 8-K summary
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Issuer:     Vivakor, Inc. (VIVK)
CIK:        0001450704
Form:       8-K
Filed at:   2023-05-24T23:59:59+00:00
Accession:  0001829126-23-003747
Event type: regulatory
Sentiment:  negative
Materiality: 0.65
Item codes: 3.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Vivakor receives Nasdaq delinquency notice for late 10-Q and 10-K filings
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- Received Nasdaq deficiency notice May 18, 2023 for late filing of Form 10-Q (March 31, 2023) and 10-K (Dec 31, 2022).
- Must submit a compliance plan by June 20, 2023; if accepted, Nasdaq may grant exception until Oct 16, 2023.
- Listing and trading on Nasdaq continue unaffected for now, subject to other requirements.
- Company expects to file the 10-K and 10-Q before the plan submission deadline.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1450704/000182912623003747/0001829126-23-003747-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1450704/000182912623003747/vivakor_8k.htm
  HTML page:      https://secwatch.observer/filing/0001829126-23-003747

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer