secwatch.observer — SEC 8-K summary
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Issuer:     Roth CH Acquisition Co. (—)
CIK:        0001860514
Form:       8-K
Filed at:   2023-10-20T23:59:59+00:00
Accession:  0001829126-23-006697
Event type: regulatory
Sentiment:  negative
Materiality: 0.70
Item codes: 3.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Roth CH Acquisition receives Nasdaq deficiency notice for failure to meet minimum 400 shareholders
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- Received Nasdaq notice on Oct 16, 2023 for non-compliance with Listing Rule 5450(a)(2) requiring at least 400 total holders.
- Company has until Nov 30, 2023 to submit a plan to regain compliance.
- If plan accepted, Nasdaq may grant up to 180-day extension; no immediate effect on listing or trading.
- Formerly known as TKB Critical Technologies 1; trades on Nasdaq Global Market as USCT.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1860514/000182912623006697/0001829126-23-006697-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1860514/000182912623006697/rothchacqui_8k.htm
  HTML page:      https://secwatch.observer/filing/0001829126-23-006697

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