{"schema_version":"secwatch.filing_event.v1","accession":"0001829126-23-007330","form_type":"8-K","ticker":"AERT","cik":"0001853044","company_name":"Aeries Technology, Inc.","filed_at":"2023-11-13T23:59:59+00:00","discovered_at":"2026-05-14T18:03:31.068436+00:00","generated_at":"2026-06-08T05:31:30.859768+00:00","sec_items":["1.01","5.02","2.01","9.01","3.02","3.03","5.01","5.03","5.05","5.06","7.01"],"event_type":"m_and_a","sentiment":"neutral","materiality_score":0.85,"calibrated_materiality_score":0.85,"confidence":"high","headline":"Aeries Technology completes SPAC business combination, begins trading on Nasdaq","bullets":["Business combination closed Nov 6, 2023; WWAC renamed Aeries Technology, Inc. (AERT).","Innovo Consultancy DMCC holds 37.0% of Class A shares; Venu Raman Kumar is Chairman and beneficial owner.","Class V shareholder (Meet Atul Doshi) holds 26% voting power, with potential 51% in hostile change-of-control.","Exchange agreements allow conversion of Aeries shares into ATI Class A at rates of 14.40 and 2,246 per share type.","Forward purchase and non-redemption agreements issued 3,711,667 and 1,024,335 ATI Class A shares, respectively."],"urls":{"canonical":"https://secwatch.observer/filing/0001829126-23-007330","json":"https://secwatch.observer/filing/0001829126-23-007330.json","markdown":"https://secwatch.observer/filing/0001829126-23-007330.md","text":"https://secwatch.observer/filing/0001829126-23-007330.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1853044/000182912623007330/0001829126-23-007330-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1853044/000182912623007330/aeriestech_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-08T05:31:30.859768+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"107ce9878d","claim":"Ramesh Venkataraman was appointed as Director at Aeries Technology, Inc..","evidence_excerpt":"Effective as of November 6, 2023, the following individuals were appointed to the Board of the Company: Sudhir Appukuttan Panikassery , Daniel S. Webb , Venu Raman Kumar, Alok Kochhar, Biswajit Dasgupta, Nina B. Shapiro, and Ramesh Venkataraman.","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1853044/000182912623007330/0001829126-23-007330-index.htm","confidence":1.0,"family_label":"Executive change","details":[{"label":"Action","value":"appointed"},{"label":"Role","value":"Director"}],"fact_type":"executive_change"},{"claim_id":"20b73d4067","claim":"Rajeev Gopala Krishna Nair was appointed as Chief Financial Officer at Aeries Technology, Inc..","evidence_excerpt":"On November 6, 2023, the Company also appointed Mr. Rajeev Gopala Krishna Nair as its Chief Financial Officer, effective as of November 6, 2023.","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1853044/000182912623007330/0001829126-23-007330-index.htm","confidence":1.0,"family_label":"Executive change","details":[{"label":"Action","value":"appointed"},{"label":"Role","value":"Chief Financial Officer"}],"fact_type":"executive_change"},{"claim_id":"39830b2ae8","claim":"Bhisham (Ajay) Khare was appointed as Chief Revenue Officer & Chief Operating Officer (Americas) at Aeries Technology, Inc..","evidence_excerpt":"Effective as of November 6, 2023, the following individuals were appointed as officers of the Company: Mr. Sudhir Appukuttan Panikassery as the Chief Executive Officer and Mr. Bhisham (Ajay) Khare as the Chief Revenue Officer & Chief Operating Officer ( Americas), among other officers.","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1853044/000182912623007330/0001829126-23-007330-index.htm","confidence":1.0,"family_label":"Executive change","details":[{"label":"Action","value":"appointed"},{"label":"Role","value":"Chief Revenue Officer & Chief Operating Officer (Americas)"}],"fact_type":"executive_change"},{"claim_id":"6be6c6a21b","claim":"Biswajit Dasgupta was appointed as Director at Aeries Technology, Inc..","evidence_excerpt":"Effective as of November 6, 2023, the following individuals were appointed to the Board of the Company: Sudhir Appukuttan Panikassery , Daniel S. Webb , Venu Raman Kumar, Alok Kochhar, Biswajit Dasgupta, Nina B. Shapiro, and Ramesh Venkataraman.","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1853044/000182912623007330/0001829126-23-007330-index.htm","confidence":1.0,"family_label":"Executive change","details":[{"label":"Action","value":"appointed"},{"label":"Role","value":"Director"}],"fact_type":"executive_change"},{"claim_id":"7977b49652","claim":"Nina B. Shapiro was appointed as Director at Aeries Technology, Inc..","evidence_excerpt":"Effective as of November 6, 2023, the following individuals were appointed to the Board of the Company: Sudhir Appukuttan Panikassery , Daniel S. Webb , Venu Raman Kumar, Alok Kochhar, Biswajit Dasgupta, Nina B. Shapiro, and Ramesh Venkataraman.","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1853044/000182912623007330/0001829126-23-007330-index.htm","confidence":1.0,"family_label":"Executive change","details":[{"label":"Action","value":"appointed"},{"label":"Role","value":"Director"}],"fact_type":"executive_change"},{"claim_id":"8dec8d72ae","claim":"Daniel S. Webb was appointed as Director at Aeries Technology, Inc..","evidence_excerpt":"Effective as of November 6, 2023, the following individuals were appointed to the Board of the Company: Sudhir Appukuttan Panikassery , Daniel S. Webb , Venu Raman Kumar, Alok Kochhar, Biswajit Dasgupta, Nina B. Shapiro, and Ramesh Venkataraman.","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1853044/000182912623007330/0001829126-23-007330-index.htm","confidence":1.0,"family_label":"Executive change","details":[{"label":"Action","value":"appointed"},{"label":"Role","value":"Director"}],"fact_type":"executive_change"},{"claim_id":"8fb078b17b","claim":"Sudhir Appukuttan Panikassery was appointed as Chief Executive Officer at Aeries Technology, Inc..","evidence_excerpt":"Effective as of November 6, 2023, the following individuals were appointed as officers of the Company: Mr. Sudhir Appukuttan Panikassery as the Chief Executive Officer and Mr. Bhisham (Ajay) Khare as the Chief Revenue Officer & Chief Operating Officer ( Americas), among other officers.","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1853044/000182912623007330/0001829126-23-007330-index.htm","confidence":1.0,"family_label":"Executive change","details":[{"label":"Action","value":"appointed"},{"label":"Role","value":"Chief Executive Officer"}],"fact_type":"executive_change"},{"claim_id":"e4e460157a","claim":"Sudhir Appukuttan Panikassery was appointed as Director at Aeries Technology, Inc..","evidence_excerpt":"Effective as of November 6, 2023, the following individuals were appointed to the Board of the Company: Sudhir Appukuttan Panikassery , Daniel S. Webb , Venu Raman Kumar, Alok Kochhar, Biswajit Dasgupta, Nina B. Shapiro, and Ramesh Venkataraman.","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1853044/000182912623007330/0001829126-23-007330-index.htm","confidence":1.0,"family_label":"Executive change","details":[{"label":"Action","value":"appointed"},{"label":"Role","value":"Director"}],"fact_type":"executive_change"},{"claim_id":"e602021d88","claim":"Alok Kochhar was appointed as Director at Aeries Technology, Inc..","evidence_excerpt":"Effective as of November 6, 2023, the following individuals were appointed to the Board of the Company: Sudhir Appukuttan Panikassery , Daniel S. Webb , Venu Raman Kumar, Alok Kochhar, Biswajit Dasgupta, Nina B. Shapiro, and Ramesh Venkataraman.","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1853044/000182912623007330/0001829126-23-007330-index.htm","confidence":1.0,"family_label":"Executive change","details":[{"label":"Action","value":"appointed"},{"label":"Role","value":"Director"}],"fact_type":"executive_change"},{"claim_id":"f521ac949d","claim":"Venu Raman Kumar was appointed as Director at Aeries Technology, Inc..","evidence_excerpt":"Effective as of November 6, 2023, the following individuals were appointed to the Board of the Company: Sudhir Appukuttan Panikassery , Daniel S. Webb , Venu Raman Kumar, Alok Kochhar, Biswajit Dasgupta, Nina B. Shapiro, and Ramesh Venkataraman.","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1853044/000182912623007330/0001829126-23-007330-index.htm","confidence":1.0,"family_label":"Executive change","details":[{"label":"Action","value":"appointed"},{"label":"Role","value":"Director"}],"fact_type":"executive_change"},{"claim_id":"06581647adca9036c1f46e4df3e906e944a058ca","claim":"Aeries Technology, Inc.: Amended & Restated Articles became effective upon Closing, replacing prior articles of association in connection with the business combination (effective 2023-11-06).","evidence_excerpt":"The Amended & Restated Articles, which became effective upon Closing on November 6, 2023, includes the amendments proposed by the Charter Proposal.","evidence_source":"SEC 8-K Item 5.03/5.05/5.06","evidence_url":"https://www.sec.gov/Archives/edgar/data/1853044/000182912623007330/0001829126-23-007330-index.htm","confidence":0.9,"family_label":"Governance Changes","details":[{"label":"Change","value":"charter amendment"},{"label":"Effective","value":"2023-11-06"}],"fact_type":"governance_change"},{"claim_id":"91c8e9236f2c2d599f194121895b4c5f1440dc03","claim":"Aeries Technology, Inc.: Company ceased being a shell company as a result of the business combination.","evidence_excerpt":"As a result of the Business Combination, the Company ceased being a shell company.","evidence_source":"SEC 8-K Item 5.03/5.05/5.06","evidence_url":"https://www.sec.gov/Archives/edgar/data/1853044/000182912623007330/0001829126-23-007330-index.htm","confidence":0.9,"family_label":"Governance Changes","details":[{"label":"Change","value":"shell status"}],"fact_type":"governance_change"},{"claim_id":"fa27192319d90f3a75ff57d07e3f0b1efa9f156e","claim":"Aeries Technology, Inc.: Board adopted a new Code of Business Conduct and Ethics applicable to all directors and employees (effective 2023-11-06).","evidence_excerpt":"On the Closing Date, the Board adopted a new Code of Business Conduct and Ethics applicable to all of the Company’s directors and employees.","evidence_source":"SEC 8-K Item 5.03/5.05/5.06","evidence_url":"https://www.sec.gov/Archives/edgar/data/1853044/000182912623007330/0001829126-23-007330-index.htm","confidence":0.9,"family_label":"Governance Changes","details":[{"label":"Change","value":"code of ethics"},{"label":"Effective","value":"2023-11-06"}],"fact_type":"governance_change"},{"claim_id":"ff39698e0fedf95e613c229deac74fad9896a308","claim":"Aeries Technology, Inc.: Changed fiscal year from December 31 to March 31, effective upon Closing (effective 2023-11-06).","evidence_excerpt":"on the Closing Date, ATI changed its fiscal year from a year ending December 31 to a year ending March 31","evidence_source":"SEC 8-K Item 5.03/5.05/5.06","evidence_url":"https://www.sec.gov/Archives/edgar/data/1853044/000182912623007330/0001829126-23-007330-index.htm","confidence":0.9,"family_label":"Governance Changes","details":[{"label":"Change","value":"fiscal year change"},{"label":"Effective","value":"2023-11-06"}],"fact_type":"governance_change"},{"claim_id":"1bfb0a62d4ef05c3af6d255a3c3e0a8ec297cc41","claim":"Aeries Technology, Inc. underwent a change of control involving Worldwide Webb Acquisition Corp. (WWAC) for Each outstanding WWAC Class A ordinary share became one ATI Class A ordinary share; each WWAC Class B ordinary share converted into one ATI Class A ordinary sha (closed 2023-11-06).","evidence_excerpt":"On November 6, 2023 (the “ Closing Date ”), as contemplated in the Business Combination Agreement and described in the section entitled “ Proposal No.1—Business Combination Proposal ” beginning on page 99 of the Proxy Statement/Prospectus, WWAC consummated the Business Combination, following the approval by WWAC’s shareholders at the annual meeting of shareholders held on November 2, 2023 (the “ WWAC Shareholder Meeting ”). The closing of the Business Combination is herein referred to as “the Closing.” In connection with the Closing, on the Closing Date, WWAC adopted the Proposed Amended and Restated Articles of Association (the “ Amended & Restated Articles ”) and changed its name from Worldwide Webb Acquisition Corp. to Aeries Technology, Inc. (“ ATI ”).","evidence_source":"SEC 8-K Item 2.01/5.01","evidence_url":"https://www.sec.gov/Archives/edgar/data/1853044/000182912623007330/0001829126-23-007330-index.htm","confidence":0.99,"family_label":"M&A Transactions","details":[{"label":"Action","value":"change of control"},{"label":"Counterparty","value":"Worldwide Webb Acquisition Corp. (WWAC)"},{"label":"Consideration","value":"Each outstanding WWAC Class A ordinary share became one ATI Class A ordinary share; each WWAC Class B ordinary share converted into one ATI Class A ordinary sha"},{"label":"Closing","value":"2023-11-06"}],"fact_type":"ma_transaction"},{"claim_id":"deb60d183fafaa7c3dc1633d6a4fcb6461ed1e9e","claim":"Aeries Technology, Inc. entered into Exchange Agreements with holders of Aeries shares other than AARK and the Sole Shareholder.","evidence_excerpt":"holders of Aeries shares other than AARK and the Sole Shareholder each entered into an Exchange Agreement with ATI, Aeries and AARK (with such exchange agreements collectively, the “Exchange Agreements”).","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1853044/000182912623007330/0001829126-23-007330-index.htm","confidence":0.9,"family_label":"Material Agreements","details":[{"label":"Action","value":"entry"},{"label":"Counterparty","value":"holders of Aeries shares other than AARK and the Sole Shareholder"}],"fact_type":"material_agreement"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}