{"schema_version":"secwatch.filing_event.v1","accession":"0001829126-23-007512","form_type":"8-K","ticker":"VIVK","cik":"0001450704","company_name":"Vivakor, Inc.","filed_at":"2023-11-16T23:59:59+00:00","discovered_at":"2026-05-14T18:03:29.108812+00:00","generated_at":"2026-06-08T01:04:53.751463+00:00","sec_items":["3.02","5.07"],"event_type":"other_material","sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"confidence":"high","headline":"Vivakor stockholders approve 7.04M shares for debt conversion and CEO stock compensation","bullets":["Approved issuance of 7,042,254 shares to Sellers for forgiveness of $10M principal on Notes at $1.42/share.","Approved 923,672 CEO Compensation Shares to CEO James Ballengee as part of his $1M annual compensation.","All six proposals passed with over 91% approval, including authorized share increase to 200 million.","Shares issued on November 10, 2023 as unregistered securities exempt under Section 4(a)(2) of the Securities Act."],"urls":{"canonical":"https://secwatch.observer/filing/0001829126-23-007512","json":"https://secwatch.observer/filing/0001829126-23-007512.json","markdown":"https://secwatch.observer/filing/0001829126-23-007512.md","text":"https://secwatch.observer/filing/0001829126-23-007512.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1450704/000182912623007512/0001829126-23-007512-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1450704/000182912623007512/vivakor_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-08T01:04:53.751463+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"1783e2982706e34709feb54d0f8783470a2b90ed","claim":"Vivakor, Inc. shareholders approved Approval of CEO Compensation Shares Issuance at the 2023-11-10 meeting.","evidence_excerpt":"Proposal 2 Approval of CEO Compensation Shares Issuance: Votes For Votes Against Votes Abstained Percentage Voted For 9,526,139 762,770 11,767 92.48%","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1450704/000182912623007512/0001829126-23-007512-index.htm","confidence":0.95,"family_label":"Shareholder Votes","details":[{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-11-10"}],"fact_type":"shareholder_vote"},{"claim_id":"2236e6b26b7d80039118d9d651693c69be325daf","claim":"Vivakor, Inc. shareholders approved Approval of Amendment to Articles of Incorporation to amend its federal forum selection provision at the 2023-11-10 meeting.","evidence_excerpt":"Proposal 4 Approval of Amendment to Articles of Incorporation to amend its federal forum selection provision: Votes For Votes Against Votes Abstained Percentage Voted For 9,926,174 362,284 12,218 96.47%","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1450704/000182912623007512/0001829126-23-007512-index.htm","confidence":0.95,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"charter amendment"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-11-10"}],"fact_type":"shareholder_vote"},{"claim_id":"7719f4afb9b25508c9176f14723204c666b2c3bd","claim":"Vivakor, Inc. shareholders approved Approval of Vivakor, Inc. 2023 Equity and Incentive Plan at the 2023-11-10 meeting.","evidence_excerpt":"Proposal 3 Approval of Vivakor, Inc. 2023 Equity and Incentive Plan: Votes For Votes Against Votes Abstained Percentage Voted For 9,495,236 804,471 967 92.18%","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1450704/000182912623007512/0001829126-23-007512-index.htm","confidence":0.95,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"equity plan"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-11-10"}],"fact_type":"shareholder_vote"},{"claim_id":"c42b6df9aedf4d323613ebb60659ac0f57e16d88","claim":"Vivakor, Inc. shareholders approved Approval of Acquisition Stock Issuance, pursuant to the Membership Interest Purchase Agreement at the 2023-11-10 meeting.","evidence_excerpt":"Proposal 1 Approval of Acquisition Stock Issuance, pursuant to the Membership Interest Purchase Agreement: Votes For Votes Against Votes Abstained Percentage Voted For 9.872,421 427,484 771 95.84%","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1450704/000182912623007512/0001829126-23-007512-index.htm","confidence":0.95,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"merger approval"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-11-10"}],"fact_type":"shareholder_vote"},{"claim_id":"d77c60d54c6c5a20224cebcdcf7c93d461baf25f","claim":"Vivakor, Inc. shareholders approved Approval of Amendment to Articles of Incorporation to increase the Company's authorized number of shares of Common Stock to 200 million at the 2023-11-10 meeting.","evidence_excerpt":"Proposal 5 Approval of Amendment to Articles of Incorporation to increase the Company's authorized number of shares of Common Stock to 200 million: Votes For Votes Against Votes Abstained Percentage Voted For 9,450,108 844,481 6,067 91.79%","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1450704/000182912623007512/0001829126-23-007512-index.htm","confidence":0.95,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"charter amendment"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-11-10"}],"fact_type":"shareholder_vote"},{"claim_id":"d948068d3f3298671f49a5fd6c5c7d069db85b63","claim":"Vivakor, Inc. shareholders approved Adjournment of the stockholder meeting at the 2023-11-10 meeting.","evidence_excerpt":"Proposal 6 Adjournment of the stockholder meeting: Votes For Votes Against Votes Abstained Percentage Voted For 9,851,309 442,657 6,710 95.69%","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1450704/000182912623007512/0001829126-23-007512-index.htm","confidence":0.95,"family_label":"Shareholder Votes","details":[{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-11-10"}],"fact_type":"shareholder_vote"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}