secwatch.observer — SEC 8-K summary ====================================== Issuer: Roth CH Acquisition Co. (—) CIK: 0001860514 Form: 8-K Filed at: 2024-01-29T23:59:59+00:00 Accession: 0001829126-24-000544 Event type: other_material Sentiment: negative Materiality: 0.75 Item codes: 3.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Roth CH Acquisition receives Nasdaq deficiency notice for missing annual meeting requirement -------------------------------------------------------------------------------- - Notice dated Jan 11, 2024: company failed to hold annual meeting within 12 months of FYE Dec 31, 2022, violating Listing Rule 5620(a). - Company has 45 days (until Feb 26, 2024) to submit a compliance plan to Nasdaq. - If plan accepted, Nasdaq can grant exception until June 28, 2024; failure to regain compliance may lead to delisting. - No immediate effect on listing; company may appeal any rejection to a Hearing Panel. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1860514/000182912624000544/0001829126-24-000544-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1860514/000182912624000544/rothchacq_8k.htm HTML page: https://secwatch.observer/filing/0001829126-24-000544 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer