---
schema_version: "secwatch.filing_event.v1"
accession: "0001829126-24-003253"
form_type: "8-K"
ticker: null
cik: "0001907730"
company_name: "Yotta Acquisition Corp"
filed_at: "2024-05-10T23:59:59+00:00"
generated_at: "2026-06-02T04:16:22.364478+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Yotta Acquisition receives Nasdaq deficiency notices for MVPHS and public share count

## Summary
- Nasdaq notified Yotta MVPHS below $15M minimum as of May 7, 2024.
- Also failed to maintain minimum 1,100,000 publicly held shares.
- Compliance deadline for MVPHS is November 4, 2024; 45 days to submit plan for share count.
- Company may transfer to Nasdaq Capital Market by submitting application and $5,000 fee.
- Failure to regain compliance may lead to delisting; Company retains appeal rights.

## SEC filing metadata
- accession: 0001829126-24-003253
- form_type: 8-K
- cik: 0001907730
- company_name: Yotta Acquisition Corp
- filed_at: 2024-05-10T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1907730/000182912624003253/0001829126-24-003253-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1907730/000182912624003253/yottaacquisition_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001829126-24-003253
- JSON: https://secwatch.observer/filing/0001829126-24-003253.json
- Plain text: https://secwatch.observer/filing/0001829126-24-003253.txt

## Key facts
- Listing & Compliance Notices
  Yotta Acquisition Corp received a nasdaq deficiency notice notice regarding market value (rules 5450(b)(2)(C)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: market value
  - Rules: 5450(b)(2)(C)
  source text: May 7, 2024, Yotta Acquisition Corporation (the “Company”) received written notice (the “First Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) stating that the Company is not in compliance with Nasdaq Listing Rule 5450(b)(2)(C) because the Company has not maintained a minimum Market Value of Publicly Held Securities (“MVPHS”) of at least $15 million. The First Notice has no immediate effect on the listing or trading of the Company’s listed securities (the “Listed Securities”). The Company has 180 calendar days from the date of the First Notice, o
  evidence_url: https://www.sec.gov/Archives/edgar/data/1907730/000182912624003253/0001829126-24-003253-index.htm
- Listing & Compliance Notices
  Yotta Acquisition Corp received a nasdaq deficiency notice notice regarding other (rules 5450(b)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Rules: 5450(b)
  source text: May 7, 2024, Yotta Acquisition Corporation (the “Company”) received written notice (the “First Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) stating that the Company is not in compliance with Nasdaq Listing Rule 5450(b)(2)(C) because the Company has not maintained a minimum Market Value of Publicly Held Securities (“MVPHS”) of at least $15 million. The First Notice has no immediate effect on the listing or trading of the Company’s listed securities (the “Listed Securities”). The Company has 180 calendar days from the date of the First Notice, o
  evidence_url: https://www.sec.gov/Archives/edgar/data/1907730/000182912624003253/0001829126-24-003253-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.