---
schema_version: "secwatch.filing_event.v1"
accession: "0001829126-24-006200"
form_type: "8-K"
ticker: "AERT"
cik: "0001853044"
company_name: "Aeries Technology, Inc."
filed_at: "2024-09-10T23:59:59+00:00"
generated_at: "2026-05-31T05:42:26.600566+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Aeries receives Nasdaq deficiency notice for late 10-Q and 10-K; has until Sep 30 for compliance plan

## Summary
- Notice received Sep 5, 2024 for failure to timely file Q2 FY2025 10-Q and still delinquent FY2024 10-K (due Mar 31, 2024).
- Company must submit a compliance plan by Sep 30, 2024; Nasdaq may grant extension to Jan 13, 2025.
- No immediate effect on listing or trading of AERT shares or warrants on Nasdaq Capital Market.
- Company says it is working diligently to file both reports as soon as practicable but cannot provide specific timing.

## SEC filing metadata
- accession: 0001829126-24-006200
- form_type: 8-K
- ticker: AERT
- cik: 0001853044
- company_name: Aeries Technology, Inc.
- filed_at: 2024-09-10T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 3.01, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1853044/000182912624006200/0001829126-24-006200-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1853044/000182912624006200/aeriestech_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001829126-24-006200
- JSON: https://secwatch.observer/filing/0001829126-24-006200.json
- Plain text: https://secwatch.observer/filing/0001829126-24-006200.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.