secwatch.observer — SEC 8-K summary
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Issuer:     Aeries Technology, Inc. (AERT)
CIK:        0001853044
Form:       8-K
Filed at:   2024-09-10T23:59:59+00:00
Accession:  0001829126-24-006200
Event type: regulatory
Sentiment:  negative
Materiality: 0.70
Item codes: 3.01, 7.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Aeries receives Nasdaq deficiency notice for late 10-Q and 10-K; has until Sep 30 for compliance plan
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- Notice received Sep 5, 2024 for failure to timely file Q2 FY2025 10-Q and still delinquent FY2024 10-K (due Mar 31, 2024).
- Company must submit a compliance plan by Sep 30, 2024; Nasdaq may grant extension to Jan 13, 2025.
- No immediate effect on listing or trading of AERT shares or warrants on Nasdaq Capital Market.
- Company says it is working diligently to file both reports as soon as practicable but cannot provide specific timing.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1853044/000182912624006200/0001829126-24-006200-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1853044/000182912624006200/aeriestech_8k.htm
  HTML page:      https://secwatch.observer/filing/0001829126-24-006200

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