secwatch.observer — SEC 8-K summary ====================================== Issuer: FiEE, Inc. (FIEE) CIK: 0001467761 Form: 8-K Filed at: 2025-05-12T23:59:59+00:00 Accession: 0001829126-25-003542 Event type: debt Sentiment: negative Materiality: 0.75 Item codes: 1.01, 2.03, 3.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 FiEE raises $4M from Cao Yu and Hu Bin, $15M equity line with Helena, $300K note to Lazar -------------------------------------------------------------------------------- - Sold 1,585,366 shares to Cao Yu for $2.6M and 853,659 shares to Hu Bin for $1.4M on May 9, 2025. - Entered $15M purchase agreement with Helena for at-the-market equity sales; commitment fee of $150K in stock. - Issued $300K unsecured convertible note to David Lazar, convertible at $0.25/share subject to stockholder approval. - Second amended SPA rescinds Lazar Common Stock issuance; warrant to be cancelled; Lazar Receivables waived. - Engaged David Lazar as service provider to seek Nasdaq reinstatement; target listing by Dec 31, 2025. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1467761/000182912625003542/0001829126-25-003542-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1467761/000182912625003542/fiee_8k.htm HTML page: https://secwatch.observer/filing/0001829126-25-003542 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer