---
schema_version: "secwatch.filing_event.v1"
accession: "0001829126-25-005917"
form_type: "8-K"
ticker: "FIEE"
cik: "0001467761"
company_name: "FiEE, Inc."
filed_at: "2025-08-07T23:59:59+00:00"
generated_at: "2026-05-17T17:24:00.925560+00:00"
event_type: "regulatory"
sentiment: "neutral"
materiality_score: 0.35
calibrated_materiality_score: 0.35
confidence: "high"
source: SEC EDGAR
---

# FiEE files charter amendment correcting preferred stock terms and modifying Series A voting and anti-dilution rights

## Summary
- Corrects scrivener's error: authorized preferred shares changed from 3M at $0.01 par to 10M at $0.001 par.
- Series A Convertible Preferred voting now based on Stated Value divided by Nasdaq Minimum Price, not conversion limitations.
- Full-ratchet anti-dilution adjustments no longer require stockholder approval under Nasdaq Listing Rule 5635(d).
- Majority of Series A holders can waive full-ratchet anti-dilution protection.
- Amendment previously approved by board and stockholders on May 9, 2025; filed with Delaware Secretary of State on August 1, 2025.

## SEC filing metadata
- accession: 0001829126-25-005917
- form_type: 8-K
- ticker: FIEE
- cik: 0001467761
- company_name: FiEE, Inc.
- filed_at: 2025-08-07T23:59:59+00:00
- event_type: regulatory
- sentiment: neutral
- materiality_score: 0.35
- calibrated_materiality_score: 0.35
- confidence: high
- sec_items: 3.03, 5.03, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1467761/000182912625005917/0001829126-25-005917-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1467761/000182912625005917/fiee_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001829126-25-005917
- JSON: https://secwatch.observer/filing/0001829126-25-005917.json
- Plain text: https://secwatch.observer/filing/0001829126-25-005917.txt

## Key facts
- Governance Changes
  FiEE, Inc.: Amended certificate of incorporation to correct scrivener's error regarding authorized shares and par value of preferred stock, modify voting rights of Series A Convertible Preferred Stock, limit full ratchet anti-dilution protection, and allow waiver of full ratchet protection by majority vote of S (effective 2025-08-01).
  - Change: charter amendment
  - Effective: 2025-08-01
  source text: On August 1, 2025, FiEE, Inc. (the “Company”) filed a certificate of amendment (the “Charter Amendment”) to the Company’s Amended and Restated Certificate of Incorporation, with the Delaware Secretary of State to, among other things, (i) correct a scrivener’s error with respect to the number of authorized shares and par value of preferred stock, which was incorrectly stated as 3,000,000 shares, par value $0.01 per share, rather than the correct amount of 10,000,000 shares, par value $0.001 per share, (ii) modify the voting rights of the Series A Convertible Preferred Stock, par value $0.001 per share (“Series A Convertible Preferred Stock”), which had previously voted on an as-converted basis to shares of the Company’s common stock, par value $0.01 per share, without regard to conversion limitations in the Company’s Amended and Restated Certificate of Incorporation (the “Existing Charter”), and would under the amended terms vote, on an as-converted basis if it was converted at a conver
  evidence_url: https://www.sec.gov/Archives/edgar/data/1467761/000182912625005917/0001829126-25-005917-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.