---
schema_version: "secwatch.filing_event.v1"
accession: "0001829126-25-007827"
form_type: "8-K"
ticker: "AERT"
cik: "0001853044"
company_name: "Aeries Technology, Inc."
filed_at: "2025-10-01T23:59:59+00:00"
generated_at: "2026-05-17T05:07:36.461638+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Aeries Technology enters ATM equity offering for up to $4.485M with Roth Capital

## Summary
- Sales Agreement with Roth Capital Partners for at-the-market offering of Class A ordinary shares up to $4.485M.
- Shelf registration statement on Form S-3 (File No. 333-290655) filed October 1, 2025.
- Agent receives 3.0% commission on gross sales and expense reimbursement up to $40k plus $5k/quarter during sales.
- Company has no obligation to sell; offering terminates upon full sale or earlier termination by either party.
- Offering is on commercially reasonable efforts basis, not a firm commitment.

## SEC filing metadata
- accession: 0001829126-25-007827
- form_type: 8-K
- ticker: AERT
- cik: 0001853044
- company_name: Aeries Technology, Inc.
- filed_at: 2025-10-01T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1853044/000182912625007827/0001829126-25-007827-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1853044/000182912625007827/aeriestech_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001829126-25-007827
- JSON: https://secwatch.observer/filing/0001829126-25-007827.json
- Plain text: https://secwatch.observer/filing/0001829126-25-007827.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.